Draft Agreement for the Implementation of the Provisions of the 
United Nations Convention on the Law of the Sea of 10 December 
1982 Relating to the Conservation and Management of Straddling 
Fish Stocks and Highly Migratory Fish Stocks 

Done at New York 4 August 1995 

Not yet in force 

The States Parties to this Agreement, 

RECALLING the relevant provisions of the United Nations 
Convention on the Law of the Sea of 10 December 1982, 

DETERMINED to ensure the long-term conservation and sustainable 
use of straddling fish stocks and highly migratory fish stocks, 

RESOLVED to improve cooperation between States to that end, 

CALLING for more effective enforcement by flag States, port 
States and coastal States of conservation and management 
measures adopted for such stocks, 

SEEKING to address in particular the problems identified in 
Agenda 21, Chapter 17, Programme Area C, adopted by the United 
Nations Conference on Environment and Development namely that 
the management of high seas fisheries is inadequate in many 
areas and that some resources are over-utilized; noting that 
there are problems of unregulated fishing, over-capitalization, 
excessive fleet size, vessel reflagging to escape controls, 
insufficiently selective gear, unreliable databases and lack of 
sufficient cooperation between States, 

COMMITTING themselves to responsible fisheries, 

CONSCIOUS of the need to avoid adverse impacts on the marine 
environment, preserve biodiversity, maintain the integrity of 
marine ecosystems and minimize the risk of long-term or 
irreversible effects cc fishing operations, 

RECOGNIZING the need for specific assistance, including 
financial, scientific and technological assistance, in order 
that developing States can participate effectively in the 
conservation, management and sustainable use of straddling fish 
stocks and highly migratory fish stocks, 

CONVINCED that an agreement relating to the implementation of 
the relevant provisions of the Convention would best serve these 
purposes and contribute to the maintenance of international 
peace and security, 

AFFIRMING that matters not regulated by the Convention or by 
this Agreement continue to be governed by the rules and 
principles of general international law, 

HAVE AGREED AS FOLLOWS: 

PART I 

GENERAL PROVISIONS 

Article 1 

Use of terms and scope 

For the purposes of this Agreement: 

(a) "Convention" means the United Nations Convention on the Law 
of the Sea of 10 December 1982; 

(b) "conservation and management measures" means measures to 
conserve or manage one or more species of living marine 
resources that are adopted and applied consistent with the 
relevant rules of international law as reflected in the 
Convention and this Agreement; 

(c) "fish" includes molluscs and crustaceans except those 
belonging to sedentary species as defined in article 77 of the 
Convention; and 

(d) "arrangement" means a cooperative mechanism established in 
accordance with the Convention and this Agreement by two or more 
States for the purpose, inter alia, of establishing conservation 
and management measures in a subregion or region for one or more 
straddling fish stocks or highly migratory fish stocks. 

2. (a) "States Parties" means States which have consented to be 
bound by this Agreement and for which the Agreement is in force. 

(b) This Agreement applies mutatis mutandis: 

(i) to any entity referred to in article 305, paragraph 1 (c), 
(d) and (e), of the Convention and 

(ii) subject to article 47, to any entity referred to as an 
"international organization" in article 1 of Annex IX to the 
Convention 

which becomes a Party to this Agreement, and to that extent 
"States Parties" refers to those entities. 

3. This Agreement applies mutatis mutandis to other fishing 
entities whose vessels fish on the high seas. 

Article 2 

Objective 

The objective of this Agreement is to ensure the long--term 
conservation and sustainable use of straddling fish stocks and 
highly migratory fish stocks through effective implementation of 
the relevant provisions of the Convention. 

Article 3 

Application 

1. Unless otherwise provided, this Agreement applies to the 
conservation and management of straddling fish stocks and highly 
migratory fish stocks beyond areas under national jurisdiction, 
except that articles 6 and 7 apply also to the conservation and 
management of such stocks within areas under national 
jurisdiction, subject to the different legal regimes that apply 
within areas under national jurisdiction and in areas beyond 
national jurisdiction as provided for in the Convention. 

2. In the exercise of its sovereign rights for the purposes of 
exploring and exploiting, conserving and managing straddling 
fish stocks and highly migratory fish stocks within areas under 
national jurisdiction the coastal State shall apply mutatis 
mutandis the general principles enumerated in article 5. 

3. States shall give due consideration to the respective 
capacities of developing States to apply articles 5, 6 and 7 
within areas under national jurisdiction and their need for 
assistance as provided for in this Agreement. To this end, Part 
VII applies mutatis mutandis in respect of areas under national 
jurisdiction. 

Article 4 

Relationship between this Agreement and the Convention 

Nothing in this Agreement shall prejudice the rights, 
jurisdiction and duties of States under the Convention. This 
Agreement shall be interpreted and applied in the context of and 
in a manner consistent with the Convention. 

PART II 

CONSERVATION AND MANAGEMENT OF STRADDLING FISH STOCKS AND HIGHLY 
MIGRATORY FISH STOCKS 

Article 5 

General Principles 

In order to conserve and manage straddling fish stocks and 
highly migratory fish stocks, coastal States and States fishing 
on the high seas shall, in giving effect to their duty to 
cooperate in accordance with the Convention: 

(a) adopt measures to ensure long-term sustainability of 
straddling fish stocks and highly migratory fish stocks and 
promote the objective of their optimum utilization; 

(b) ensure that such measures are based on the best scientific 
evidence available and are designed to maintain or restore 
stocks a~ levels capable of producing maximum sustainable yield, 
as qualified by relevant environmental and economic factors, 
including the special requirements of developing States, and 
taking into account fishing patterns, the interdependence of 
stocks and any generally recommended international minimum 
standards, whether subregional, regional or global; 

(c) apply the precautionary approach in accordance with article 
6; 

(d) assess the impacts of fishing, other human activities and 
environmental factors on target stocks and species belonging to 
the same ecosystem or dependent upon or associated with the 
target stocks; 

(e) adopt, where necessary, conservation and management measures 
for species belonging to the same ecosystem or dependent on or 
associated with the target stocks, with a view to maintaining or 
restoring populations of such species above levels at which 
their reproduction may become seriously threatened; 

(f) minimize pollution, waste, discards, catch by lost or 
abandoned gear, catch of non-target species, both fish and 
non-fish species, (hereinafter referred to as non-target 
species) and impacts on associated or dependent species, in 
particular endangered species, through measures including, to 
the extent practicable, the development and use of selective, 
environmentally safe and cost-effective fishing gear and 
techniques; 

(g) protect biodiversity in the marine environment; 

(h) take measures to prevent or eliminate over-fishing and 
excess fishing capacity and to ensure that levels of fishing 
effort do not exceed those commensurate with the sustainable use 
of fishery resources; 

(i) take into account the interests of artisanal and subsistence 
fishers; 

(j) collect and share, in a timely manner, complete and accurate 
data concerning fishing activities on, inter alia, vessel 
position, catch of target and non-target species and fishing 
effort, as set out in Annex I, as well as information from 
national and international research programmes; 

(k) promote and conduct scientific research and develop 
appropriate technologies in support of fishery conservation and 
management; and 

(l) implement and enforce conservation and management measures 
through effective monitoring, control and surveillance. 

Article 6 

Application of the precautionary approach 

1. States shall apply the precautionary approach widely to 
conservation, management and exploitation of straddling fish 
stocks and highly migratory fish stocks in order to protect the 
living marine resources and preserve the marine environment. 

2. States shall be more cautious when information is uncertain, 
unreliable or inadequate. The absence of adequate scientific 
information shall not be used as a reason for postponing or 
failing to take conservation and management measures. 

3. In implementing the precautionary approach, States shall: 

(a) improve decision-making for fishery resource conservation 
and management by obtaining and sharing the best scientific 
information available and implementing improved techniques for 
dealing with risk and uncertainty; 

(b) apply the guidelines set out in Annex II and determine, on 
the basis of the best scientific information available, 
stock-specific reference points and the action to be taken if 
they are exceeded; 

(c) take into account inter alia, uncertainties relating to the 
size and productivity of the stocks, reference points, stock 
condition in relation to such reference points, levels and 
distributions of fishing mortality and the impact of fishing 
activities on non-target and associated or dependent species, as 
well as existing and predicted oceanic, environmental and 
socioeconomic conditions; and 

(d) develop data collection and research programmes to assess 
the impact of fishing on non-target and associated or dependent 
species and their environment, and adopt plans which are 
necessary to ensure the conservation of such species and to 
protect habitats of special concern. 

4. States shall take measures to ensure that, when reference 
points are approached, they will not be exceeded. In the event 
that they are exceeded, States shall, without delay, take the 
action determined under paragraph 3(b) to restore the stocks. 

5. Where the status of target stocks or non-target or associated 
or dependent species is of concern, States shall subject such 
stocks and species to enhanced monitoring in order to review 
their status and the efficacy of conservation and management 
measures. They shall revise those measures regularly in the 
light of new information. 

6. For new or exploratory fisheries, States shall adopt as soon 
as possible cautious conservation and management measures, 
including, inter alia, catch limits and effort limits. Such 
measures shall remain in force until there are sufficient data 
to allow assessment of the impact of the fisheries on the 
long-term sustainability of the stocks, whereupon conservation 
and management measures based on that assessment shall be 
implemented. The latter measures shall, if appropriate, allow 
for the gradual development of the fisheries. 

7. If a natural phenomenon has a significant adverse impact on 
the status of straddling fish stocks or highly migratory fish 
stocks, States shall adopt conservation and management measures 
on an emergency basis to ensure that fishing activity does not 
exacerbate such adverse impact. States shall also adopt such 
measures on an emergency basis where fishing activity presents a 
serious threat to the sustainability of such stocks. Measures 
taken on an emergency basis shall be temporary and shall be 
based on the best scientific evidence available. 

Article 7 

Compatibility of conservation and management measures 

1. Without prejudice to the sovereign rights of coastal States 
'or the purpose of exploring and exploiting, conserving and 
managing the living marine resources within areas under national 
jurisdiction as provided for in the Convention, and the right of 
all States for their nationals to engage in fishing on the high 
seas in accordance with the Convention: 

(a) with respect to straddling fish stocks, the relevant coastal 
States and the States whose nationals fish for such stocks in 
the adjacent high seas area shall seek, either directly or 
through the appropriate mechanisms for cooperation provided for 
in Part III, to agree upon the measures necessary for the 
conservation of these stocks in the adjacent high seas areas; 

(b) with respect to highly migratory fish stocks, the relevant 
coastal States and other States whose nationals fish for such 
stocks in the region shall cooperate, either directly or through 
the appropriate mechanisms for cooperation provided for in Part 
III, with a view to ensuring conservation and promoting the 
objective of optimum utilization of such stocks throughout the 
region, both within and beyond the areas under national 
jurisdiction. 

2. Conservation and management measures established for the high 
seas and those adopted for areas under national jurisdiction 
shall be compatible in order to ensure conservation and 
management of the straddling fish stocks and highly migratory 
fish stocks in their entirety. To this end, coastal States and 
States fishing on the high seas have a duty to cooperate for the 
purpose of achieving compatible measures in respect of such 
stocks. In determining compatible conservation and management 
measures, States shall: 

(a) take into account the conservation and management measures 
adopted and applied in accordance with article 61 of the 
Convention in respect of the same stocks by coastal States 
within areas under national jurisdiction and ensure that 
measures established in respect of such stocks for the high seas 
do not undermine the effectiveness of such measures; 

(b) take into account previously agreed measures established and 
applied for the high seas in accordance with the Convention in 
respect of the same stocks by relevant coastal States and States 
fishing on the high seas; 

(c) take into account previously agreed measures established and 
applied in accordance with the Convention in respect of the same 
stocks by a subregional or regional fisheries management 
organization or arrangement; 

(d) take into account the biological unity and other biological 
characteristics of the stocks and the relationships between the 
distribution of the stocks, the fisheries and the geographical 
particularities of the region concerned, including the extent to 
which the stocks occur and are fished in areas under national 
jurisdiction; 

(e) take into account the respective dependence of the coastal 
States and the States fishing on the high seas on the stocks 
concerned; and 

(f) ensure that such measures do not result in harmful impact on 
the living marine resources as a whole. 

3. In giving effect to their duty to cooperate, States shall 
make every effort to agree on compatible conservation and 
management measures within a reasonable period of time. 

4. If no agreement can be reached within a reasonable period of 
time, any of the States concerned may invoke the procedures for 
the settlement of disputes provided for in Part VIII. 

5. Pending agreement on compatible conservation and management 
measures, the States concerned, in a spirit of understanding and 
cooperation shall make every effort to enter into provisional 
arrangements of a practical nature. In the event that they are 
unable to agree on such arrangements, any of the States 
concerned may submit the dispute, for the purpose of obtaining 
provisional measures, in accordance with the procedures for the 
settlement of disputes provided for in Part VIII. 

6. Provisional arrangements or measures entered into or 
prescribed pursuant to paragraph 5 shall take into account the 
provisions of this Part, shall have due regard to the rights and 
obligations of all States concerned, shall not jeopardize or 
hamper the reaching of final agreement on compatible 
conservation and management measures and shall be without 
prejudice to the final outcome of any dispute settlement 
procedure. 

7. Coastal States shall regularly inform States fishing on the 
high seas in the subregion or region, either directly or through 
appropriate subregional or regional fisheries management 
organizations or arrangements, or through other appropriate 
means, of the measures they have adopted for straddling fish 
stocks and highly migratory fish stocks within areas under their 
national jurisdiction. 

8. States fishing on the high seas shall regularly inform other 
interested States, either directly or through appropriate 
subregional or regional fisheries management organizations or 
arrangements, or through other appropriate means, of the 
measures they have adopted for regulating the activities of 
vessels flying their flag which fish for such stocks on the high 
seas. 

PART III 

MECHANISMS FOR INTERNATIONAL COOPERATION CONCERNING STRADDLING 
FISH STOCKS AND HIGHLY MIGRATORY FISH STOCKS 

Article 8 

Cooperation for conservation and management 

1. Coastal States and States fishing on the high seas shall, in 
accordance with the Convention, pursue cooperation in relation 
to straddling fish stocks and highly migratory-fish stocks 
either directly or through appropriate subregional or regional 
fisheries management organizations or arrangements, taking into 
account the specific characteristics of the subregion or region, 
to ensure effective conservation and management of such stocks. 

2. States shall enter into consultations in good faith and 
without delay, particularly where there is evidence that the 
straddling fish stocks and highly migratory fish stocks 
concerned may be under threat of over-exploitation or where a 
new fishery is being developed for such stocks. To this end, 
consultations may be initiated at the request of any interested 
state with a view to establishing appropriate arrangements to 
ensure conservation and management of the stocks. Pending 
agreement on such arrangements, States shall observe the 
provisions of this Agreement and shall act in good faith and 
with due regard to the rights, interests and duties of other 
States. 

3. Where a subregional or regional fisheries management 
organization or arrangement has the competence to establish 
conservation and management measures for particular straddling 
fish stocks or highly migratory fish stocks, States fishing for 
the stocks on the high seas and relevant coastal States shall 
give effect to their duty to cooperate by becoming a member of 
such organization or a participant in such arrangement, or by 
agreeing to apply the conservation and management measures 
established by such an organization or arrangement. States 
having a real interest in the fisheries concerned may become 
members of such organizations or participants in such 
arrangements. The terms of participation of such organizations 
or arrangements shall not preclude such States from membership 
or participation; nor shall they be applied in a manner which 
discriminates against any State or group of States having a real 
interest in the fisheries concerned. 

4. Only those States which are members cc such an organization 
or participants in such an arrangement, or which agree to apply 
the conservation and management measures established by such 
organization or arrangement, shall have access to the fishery 
resources to which those measures apply. 

5. Where there is no subregional or regional fisheries 
management organization or arrangement to establish conservation 
and management measures for a particular straddling fish stock 
or highly migratory fish stock, relevant coastal States and 
States fishing on the high seas for such stocks in the subregion 
or region shall cooperate to establish such an organization or 
enter into other appropriate arrangements to ensure conservation 
and management of such stocks and shall participate in the work 
of the organization or arrangement. 

6. Any State intending to propose that action be taken by an 
intergovernmental organization having competence with respect to 
living resources should, where such action would have a 
significant effect on conservation and management measures 
already established by a competent subregional or regional 
fisheries management organization or arrangement, consult 
through that organization or arrangement with its member States 
or participants. To the extent practicable, such consultation 
should take place prior to the submission of the proposal to the 
intergovernmental organization. 

Article 9 

Subregional and regional fisheries management organizations and 
arrangements 

1. In establishing subregional or regional fisheries management 
organizations or in entering into subregional or regional 
fisheries management arrangements for straddling fish stocks and 
highly migratory fish stocks, States shall agree, inter alia, 
on: 

(a) the stocks to which conservation and management measures 
apply, taking into account the biological characteristics of the 
stocks concerned and the nature of the fisheries involved; 

(b) the area of application, taking into account article 7, 
paragraph 1, and the characteristics of the subregion or region, 
including socio-economic, geographical and environmental 
factors; 

(c) the relationship between the work of the new organization or 
arrangement and the role, objectives and operations of any 
relevant existing fisheries management organizations or 
arrangements; and 

(d) the mechanisms by which the organization or arrangement will 
obtain scientific advice and review the status of the stocks, 
including, where appropriate, the establishment of a scientific 
advisory body. 

2. States cooperating in the formation of a subregional or 
regional fisheries management organization or arrangement shall 
inform other States which they are aware have a real interest in 
the work of the proposed organization or arrangement of such 
cooperation. 

Article 10 

Functions of subregional and regional fisheries management 
organizations and arrangements 

In fulfilling their obligation to cooperate through subregional 
or regional fisheries management organizations or arrangements, 
States shall: 

(a) agree on and comply with conservation and management 
measures to ensure the long-term sustainability of straddling 
fish stocks and highly migratory fish stocks; 

(b) agree, as appropriate, on participatory rights such as 
allocations of allowable catch or levels of fishing effort; 

(c) adopt and apply any generally recommended international 
minimum standards for the responsible conduct of fishing 
operations; 

(d) obtain and evaluate scientific advice, review the status of 
the stocks and assess the impact of fishing on non-target and 
associated or dependent species; 

(e) agree on standards for collection, reporting, verification 
and exchange of data on fisheries for the stocks; 

(f) compile and disseminate accurate and complete statistical 
data, as described in Annex I, to ensure that the best 
scientific evidence is available, while maintaining 
confidentiality where appropriate; 

(g) promote and conduct scientific assessments of the stocks and 
relevant research and disseminate the results thereof; 

(h) establish appropriate cooperative mechanisms for effective 
monitoring, control, surveillance and enforcement; 

(i) agree on means by which the fishing interests of new members 
of, or participants in, the organization or arrangement will be 
accommodated; 

(j) agree on decision-making procedures which facilitate the 
adoption of conservation and management measures in a timely and 
effective manner; 

(k) promote the peaceful settlement of disputes in accordance 
with Part VIII; 

(l) ensure the full cooperation of their relevant national 
agencies and industries in implementing the recommendations and 
decisions of the subregional or regional fisheries management 
organization or arrangement; and 

(m) give due publicity to the conservation and management 
measures established by the organization or arrangement. 

Article 11 

New members or Participants 

In determining the nature and extent of participatory rights for 
new members of a subregional or regional fisheries management 
organization, or for new participants in a subregional or 
regional fisheries management arrangement, States shall take 
into account, inter alia: 

(a) the state of the straddling fish stocks and highly migratory 
fish stocks and the existing level of fishing effort in the 
fishery; 

(b) the respective interests, fishing patterns and fishing 
practices of new and existing members or participants; 

(c) the respective contributions of new and existing members or 
participants to conservation and management of the stocks, to 
the collection and provision of accurate data and to the conduct 
of scientific research on the stocks; 

(d) the needs of coastal fishing communities which are dependent 
mainly on fishing for the stocks; 

(e) the needs of coastal States whose economies are 
overwhelmingly dependent on the exploitation of living marine 
resources; and 

(f) the interests of developing States from the subregion or 
region in whose areas of national jurisdiction the stocks also 
occur. 

Article 12 

Transparency in activities of subregional and regional fisheries 
management organizations and arrangements 

1. States shall provide for transparency in the decision-making 
process and other activities of subregional and regional 
fisheries management organizations and arrangements. 

2. Representatives from other intergovernmental organizations 
and representatives from non-governmental organizations 
concerned with straddling fish stocks and highly migratory fish 
stocks shall be afforded the opportunity to take part in 
meetings of subregional and regional fisheries management 
organizations and arrangements as observers or otherwise, as 
appropriate, in accordance with the procedures of the 
organization or arrangement concerned. Such procedures shall not 
be unduly restrictive in this respect. Such intergovernmental 
organizations and non-governmental organizations shall have 
timely access to the records and reports of such organizations 
and arrangements, subject to the procedural rules on access to 
them. 

Article 13 

Strengthening of existing organizations and arrangements 

States shall cooperate to strengthen existing subregional and 
regional fisheries management organizations and arrangements in 
order to improve their effectiveness in establishing and 
implementing conservation and management measures for straddling 
fish stocks and highly migratory fish stocks. 

Article 14 

Collection and Provision of information and cooperation in 
scientific research 

1. States shall ensure that fishing vessels flying their flag 
provide such information as may be necessary in order to fulfil 
their obligations under this Agreement. To this end, States 
shall in accordance with Annex I: 

(a) collect and exchange scientific, technical and statistical 
data with respect to fisheries for straddling fish stocks and 
highly migratory fish stocks; 

(b) ensure that data are collected in sufficient detail to 
facilitate effective stock assessment and are provided in a 
timely manner to fulfil the requirements of subregional or 
regional fisheries management organizations or arrangements; and 

(c) take appropriate measures to verify the accuracy of such 
data. 

2. States shall cooperate, either directly or through 
subregional or regional fisheries management organizations or 
arrangements, to: 

(a) agree on the specification of data and the format in which 
they are to be provided to such organizations or arrangements, 
taking into account the nature of the stocks and the fisheries 
for those stocks; and 

(b) develop and share analytical techniques and stock assessment 
methodologies to improve measures for the conservation and 
management of straddling fish stocks and highly migratory fish 
stocks. 

3. Consistent with Part XIII of the Convention, States shall 
cooperate, directly or through competent international 
organizations, to strengthen scientific research capacity in the 
field of fisheries and promote scientific research related to 
the conservation and management of straddling fish stocks and 
highly migratory fish stocks for the benefit of all. To this 
end, a State or the competent international organization 
conducting such research beyond areas under national 
jurisdiction shall actively promote the publication and 
dissemination to any interested States of the results of that 
research and information relating to its objectives and methods 
and, to the extent practicable, shall facilitate the 
participation of scientists from those States in such research. 

Article 15 

Enclosed and semi-enclosed seas 

In implementing this Agreement in an enclosed or semi-enclosed 
sea, States shall take into account the natural characteristics 
of that sea and shall also act in a manner consistent with Part 
IX of the Convention and other relevant provisions thereof 

Article 16 

Areas of high seas surrounded entirely by an area under the 
national jurisdiction of a single State 

1. States fishing for straddling fish stocks and highly 
migratory fish stocks in an area of the high seas surrounded 
entirely by an area under the national jurisdiction of a single 
State and that State shall cooperate to establish conservation 
and management measures in respect of those stocks in the high 
seas area. Having regard to the natural characteristics of the 
area, States shall pay special attention to the establishment of 
compatible conservation and management measures for such stocks 
pursuant to article 7. Measures taken in respect of the high 
seas shall take into account the rights, duties and interests of 
the coastal State under the Convention shall be based on the 
best scientific evidence available and shall also take into 
account any conservation and management measures adopted and 
applied in respect of the same stocks in accordance with article 
61 of the Convention by the coastal State in the area under 
national jurisdiction. States shall also agree on measures for 
monitoring, control, surveillance and enforcement to ensure 
compliance with the conservation and management measures in 
respect of the high seas. 

2. Pursuant to article 8, States shall act in good faith and 
make every effort to agree without delay on conservation and 
management measures to be applied in the carrying out of fishing 
operations in the area referred to in paragraph 1. If, within a 
reasonable period of time, the fishing States concerned and the 
coastal State are unable to agree on such measures, they shall, 
having regard to paragraph 1 of this article, apply article 7, 
paragraphs 4, 5 and 6, relating to provisional arrangements or 
measures. Pending the establishment of such provisional 
arrangements or measures, the States concerned shall take 
measures in respect of vessels flying their flag in order that 
they not engage in fisheries which could undermine the stocks 
concerned. 

PART IV 

NON-MEMBERS AND NON-PARTICIPANTS 

Article 17 

Non-members of organizations and non-Participants in 
arrangements 

1. A State which is not a member of a subregional or regional 
fisheries management organization or is not a participant in a 
subregional or regional fisheries management arrangement, and 
which does not otherwise agree to apply the conservation and 
management measures established by such organization or 
arrangement, is not discharged from the obligation to cooperate, 
in accordance with the Convention and this Agreement, in the 
conservation and management of the relevant straddling fish 
stocks and highly migratory fish stocks. 

2. Such State shall not authorize vessels flying its flag to 
engage in fishing operations for the straddling fish stocks or 
highly migratory fish stocks which are subject to the 
conservation and management measures established by such 
organization or arrangement. 

3. States which are members of subregional or regional fisheries 
management organizations or participants in subregional or 
regional fisheries management arrangements shall, individually 
or jointly, request the fishing entities referred to in article 
1, paragraph 3, which have fishing vessels in the relevant area 
to cooperate fully with such organization or arrangement in 
implementing the conservation and management measures it has 
established, with a view to having such measures applied de 
facto as extensively as possible to fishing activities in the 
relevant area Such fishing entities shall enjoy benefits from 
participation in the fishery commensurate with their commitment 
to comply with conservation and management measures in respect 
of the stocks. 

4. States which are members of such organizations or 
participants in such arrangements shall exchange information 
with respect to the activities of fishing vessels flying the 
flags of States which are neither members of the organization 
nor participants in the arrangement and which are engaged in 
fishing operations for the relevant stocks. They shall take 
measures consistent with this Agreement and international law to 
deter activities of such vessels which undermine the 
effectiveness of subregional or regional conservation and 
management measures. 

PART V 

DUTIES OF THE FLAG STATE 

Article 18 

Duties of the flag State 

1. A State whose vessels fish on the high seas shall take such 
measures as may be necessary to ensure that vessels flying its 
flag comply with subregional and regional conservation and 
management measures and that such vessels do not engage in any 
activity which undermines the effectiveness of such measures. 

2. A State shall authorize the use of vessels flying its flag 
for fishing on the high seas only where it is able to exercise 
effectively its responsibilities in respect of such vessels 
under the Convention and this Agreement. 

3. Measures to be taken by a State in respect of vessels flying 
its flag shall include: 

(a) control of such vessels on the high seas by means of fishing 
licences, authorizations or permits, in accordance with any 
applicable procedures agreed at the subregional, regional or 
global level; 

(b) establishment of regulations to: 

(i) apply terms and conditions to the licence, authorization or 
permit sufficient to fulfil any subregional, regional or global 
obligations of the flag State; 

(ii) prohibit fishing on the high seas by vessels which are not 
duly licensed or authorized to fish, or fishing on the high seas 
by vessels otherwise than in accordance with the terms and 
conditions of a licence, authorization or permit; 

(iii) require vessels fishing on the high seas to carry the 
licence, authorization or permit on board at all times and to 
produce it on demand for inspection by a duly authorized person; 
and 

(iv) ensure that vessels flying its flag do not conduct 
unauthorized fishing within areas under the national 
jurisdiction of other States; 

(c) establishment of a national record of fishing vessels 
authorized to fish on the high seas and provision of access to 
the information contained in that record on request by directly 
interested States, taking into account any national laws of the 
flag State regarding release of such information; 

(d) requirements for marking of fishing vessels and fishing gear 
for identification in accordance with uniform and 
internationally recognizable vessel and gear marking systems, 
such as the Food and Agriculture Organization of the United 
Nations Standard Specifications for the Marking and 
Identification of Fishing Vessels; 

(e) requirements for recording and timely reporting of vessel 
position, catch of target and non-target species, fishing effort 
and other relevant fisheries data in accordance with 
subregional, regional and global standards for collection of 
such data; 

(f) requirements for verifying the catch of target and 
non-target species through such means as observer programmes, 
inspection schemes, unloading reports, supervision of 
transshipment and monitoring of landed catches and market 
statistics; 

(g) monitoring, control and surveillance of such vessels, their 
fishing operations and related activities, by, inter alia: 

(i) the implementation of national inspection schemes and 
subregional and regional schemes for cooperation in enforcement 
pursuant to articles 21 and 22, including requirements for such 
vessels to permit access by duly authorized inspectors from 
other States; 

(ii) the implementation of national observer programmes and 
subregional and regional observer programmes in which the flag 
State is a participant, including requirements for such vessels 
to permit access by observers from other States to carry out the 
functions agreed under the programme; and 

(iii) the development and implementation of vessel monitoring 
systems, including, as appropriate, satellite transmitter 
systems, in accordance with any national programmes and those 
which have been subregionally, regionally or globally agreed 
among the States concerned; 

(h) regulation of transshipment on the high seas to ensure that 
the effectiveness of conservation and management measures is not 
undermined; and 

(i) regulation of fishing activities to ensure compliance with 
subregional, regional or global measures, including those aimed 
at minimizing catches of non-target species. 

4. Where there is a subregionally, regionally or globally agreed 
system of monitoring, control and surveillance in effect, States 
shall ensure that the measures they impose on vessels flying 
their flag are compatible with that system. 

PART VI 

COMPLIANCE AND ENFORCEMENT 

Article 19 

Compliance and enforcement by the flag State 

1. A State shall ensure compliance by vessels flying its flag 
with subregional and regional conservation and management 
measures for straddling fish stocks and highly migratory fish 
stocks. To this end, that State shall: 

(a) enforce such measures irrespective of where violations 
occur; 

(b) investigate immediately and fully any alleged violation of 
subregional or regional conservation and management measures, 
which may include the physical inspection of the vessels 
concerned, and report promptly to the State alleging the 
violation and the relevant subregional or regional organization 
or arrangement on the progress and outcome of the investigation; 

(c) require any vessel flying its flag to give information to 
the investigating authority regarding vessel position, catches, 
fishing gear, fishing operations and related activities in the 
area of an alleged violation; 

(d) if satisfied that sufficient evidence is available in 
respect of an alleged violation, refer the case to its 
authorities with a view to instituting proceedings without delay 
in accordance with its laws and, where appropriate, detain the 
vessel concerned; and 

(e) ensure that, where it has been established, in accordance 
with its laws, that a vessel has been involved in the commission 
of a serious violation of such measures, the vessel does not 
engage in fishing operations on the high seas until such time as 
all outstanding sanctions imposed by the flag State in respect 
of the violation have been complied with. 

2. All investigations and judicial proceedings shall be carried 
out expeditiously. Sanctions applicable in respect of violations 
shall be adequate in severity to be effective in securing 
compliance and to discourage violations wherever they occur and 
shall deprive offenders of the benefits accruing from their 
illegal activities. Measures applicable in respect of masters 
and other officers of fishing vessels shall include provisions 
which may permit, inter alia, refusal, withdrawal or suspension 
of authorizations to serve as masters or officers on such 
vessels 

Article 20 

International cooperation in enforcement 

1. States shall cooperate, either directly or through 
subregional or regional fisheries management organizations or 
arrangements, to ensure compliance with and enforcement of 
subregional and regional conservation and management measures 
for straddling fish stocks and highly migratory fish stocks 

2. A flag State conducting an investigation of an alleged 
violation of conservation and management measures for straddling 
fish stocks or highly migratory fish stocks may request the 
assistance of any other State whose cooperation may be useful in 
the conduct of that investigation. All States shall endeavour to 
meet reasonable requests made by a flag State in connection with 
such investigations. 

3. A flag State may undertake such investigations directly, in 
cooperation with other interested States or through the relevant 
subregional or regional fisheries management organization or 
arrangement. Information on the progress and outcome of the 
investigations shall be provided to all States having an 
interest in, or affected by, the alleged violation. 

4. States shall assist each other in identifying vessels 
reported to have engaged in activities undermining the 
effectiveness of subregional, regional or global conservation 
and management measures. 

5. States shall, to the extent permitted by national laws and 
regulations, establish arrangements for making available to 
prosecuting authorities in other States evidence relating to 
alleged violations of such measures. 

6. Where there are reasonable grounds for believing that a 
vessel on the high seas has been engaged in unauthorized fishing 
within an area under the jurisdiction of a coastal State, the 
flag State of that vessel, at the request of the coastal State 
concerned, shall immediately and fully investigate the matter. 
The flag State shall cooperate with the coastal State in taking 
appropriate enforcement act on in such cases and may authorize 
the relevant authorities of the coastal State to board and 
inspect the vessel on the high seas This paragraph is without 
prejudice to article III of the Convention. 

7. States Parties which are members of a subregional or regional 
fisheries management organization or participants in a 
subregional or regional fisheries management arrangement may 
take action in accordance with international law, including 
through recourse to subregional or regional procedures 
established for this purpose, to deter vessels which have 
engaged in activities which undermine the effectiveness of or 
otherwise violate the conservation and management measures 
established by that organization or arrangement from fishing on 
the high seas in the subregion or region until such time as 
appropriate action is taken by the flag State. 

Article 21 

Subregional and regional cooperation in enforcement 

1. In any high seas area covered by a subregional or regional 
fisheries management organization or arrangement, a State Party 
which is a member of, or a participant in, such organization or 
arrangement may, through its duly authorized inspectors, board 
and inspect, in accordance with paragraph 2, fishing vessels 
flying the flag of another State Party to this Agreement, 
whether or not such State Party is also a member of, or a 
participant in, the organization or arrangement, for the purpose 
of ensuring compliance with conservation and management measures 
for straddling fish stocks and highly migratory fish stocks 
established by that organization or arrangement. 

2. States, through subregional or regional fisheries management 
organizations or arrangements, shall establish procedures for 
boarding and inspection pursuant to paragraph 1, as well as 
procedures to implement other provisions of this article. Such 
procedures shall be consistent with this article and the basic 
procedures set out in article 22 and shall not discriminate 
against non-members of the organization or non-participants in 
the arrangement. Boarding and inspection as well as any 
subsequent enforcement action shall be conducted in accordance 
with such procedures. States shall give due publicity to 
procedures established pursuant to this paragraph 

3. If, within two years of the adoption of this Agreement, any 
organization or arrangement has not established such procedures, 
boarding and inspection pursuant to paragraph 1, as well as any 
subsequent enforcement actions, shall, pending the establishment 
of such procedures, be conducted in accordance with this article 
and the basic procedures set out in article 22 

4. Prior to taking action under this article, inspecting States 
shall, either directly or through the relevant subregional or 
regional fisheries management organization or arrangement, 
inform all States whose vessels fish on the high seas in the 
subregion or region of the form of identification issued to 
their duly authorized inspectors. The vessels used for boarding 
and inspection shall be clearly marked and identifiable as being 
on government service. At the time of becoming a Party to this 
Agreement, States shall designate an appropriate authority to 
receive notifications pursuant to this article and shall give 
due publicity of such designation through the relevant 
subregional or regional fisheries management organization or 
arrangement. 

5. Where, following a boarding and inspection, there are clear 
grounds for believing that a vessel has engaged in any activity 
contrary to the conservation and management measures referred to 
in paragraph 1, the inspecting State shall, where appropriate, 
secure evidence and shall promptly notify the flag State of the 
alleged violation. 

6. The flag State shall respond to the notification referred to 
under paragraph 5 within three working days of its receipt, or 
such other period as may be prescribed in procedures established 
in accordance with paragraph 2, and shall either: 

(a) fulfil, without delay, its obligations under article 19 to 
investigate and, if evidence so warrants, take enforcement 
action with respect to the vessel, in which case it shall 
promptly inform the inspecting state of the results of the 
investigation and of any enforcement action taken; or 

(b) authorize the inspecting State to investigate. 

7. Where the flag State authorizes the inspecting State to 
investigate an alleged violation, the inspecting State shall, 
without delay, communicate the results of that investigation to 
the flag State. The flag State shall, if evidence so warrants, 
fulfil its obligations to take enforcement action with respect 
to the vessel. Alternatively, the flag State may authorize the 
inspecting State to take such enforcement action as the flag 
State may specify with respect to the vessel, consistent with 
the rights and obligations of the flag State under this 
Agreement. 

8. Where, following a boarding and inspection, there are clear 
grounds for believing that a vessel has committed a serious 
violation, and the flag State has either failed to respond or 
failed to take action as required under paragraphs 6 or 7, the 
inspectors may remain on board and secure evidence and may 
require the master to assist in further investigation including, 
where appropriate, by bringing the vessel without delay to the 
nearest appropriate port, or to such other port as may be 
specified in procedures established in accordance with paragraph 
2. The inspecting State shall immediately inform the flag State 
of the name of the port to which the vessel is to proceed. The 
inspecting State and the flag State and, as appropriate, the 
port State shall take all necessary steps to ensure the 
well-being of the crew regardless of their nationality. 

9. The inspecting State shall inform the flag State and the 
relevant organization or the participants in the relevant 
arrangement of the results of any further investigation. 

10. The inspecting State shall require its inspectors to observe 
international rules and generally accepted practices and 
procedures relating to the safety of the vessel and the crew, 
minimize interference with fishing operations and, to the extent 
practicable, avoid action which would adversely affect the 
quality of the catch on board. Inspecting States shall ensure 
that boarding and inspection is not conducted in a manner that 
would constitute harassment of any fishing vessel. 

11. For the purposes of this article, a serious violation means: 

(a) fishing without a valid licence, authorization or permit 
issued by the flag State in accordance with article 18, 
paragraph 3(a); 

(b) failing to maintain accurate records of catch and 
catch-related data, as required by the relevant subregional or 
regional fisheries management organization or arrangement, or 
serious misreporting of catch, contrary to the catch reporting 
requirements of such organization or arrangement; 

(c) fishing in a closed area, fishing during a closed season or 
fishing without, or after attainment of, a quota established by 
the relevant subregional or regional fisheries management 
organization or arrangement; 

(d) directed fishing for a stock which is subject to a 
moratorium or for which fishing is prohibited; 

(e) using prohibited fishing gear; 

(f) falsifying or concealing the markings, identity or 
registration of a fishing vessel; 

(g) concealing, tampering with or disposing of evidence relating 
to an investigation; 

(h) multiple violations which together constitute a serious 
disregard of conservation and management measures; or 

(i) such other violations as may be specified in procedures 
established by the relevant subregional or regional fisheries 
management organization or arrangement. 

12. Notwithstanding the other provisions of this article, the 
flag State may, at any time, take action to fulfil its 
obligations under article 19 with respect to an alleged 
violation. Where the vessel is under the direction of the 
inspecting State, the inspecting State shall, at the request of 
the flag State, release the vessel to the flag State along with 
full information on the progress and outcome of its 
investigation. 

13. This article is without prejudice to the right of the flag 
State to take any measures, including proceedings to impose 
penalties, according to its laws. 

14. This article applies mutatis mutandis to boarding and 
inspection by a State Party which is a member of a subregional 
or regional fisheries management organization or a participant 
in a subregional or regional fisheries management arrangement 
and which has clear grounds for believing that a fishing vessel 
flying the flag of another State Party has engaged in any 
activity contrary to relevant conservation and management 
measures referred to in paragraph 1 in the high seas area 
covered by such organization or arrangement, and such vessel has 
subsequently, during the same fishing trip, entered into an area 
under the national jurisdiction of the inspecting State. 

15. Where a subregional or regional fisheries management 
organization or arrangement has established an alternative 
mechanism which effectively discharges the obligation under this 
Agreement of the members of such organization or the 
participants in such an arrangement to ensure compliance with 
the conservation and management measures established by the 
organization or arrangement, members of, or participants in, 
such organization or arrangement may agree to limit the 
application of paragraph 1 as between themselves in respect of 
the conservation and management measures which have been 
established in the relevant high seas area. 

16. Action taken by States other than the flag State in respect 
of vessels having engaged in activities contrary to subregional 
or regional conservation and management measures shall be 
proportional to the seriousness of the violation. 

17. Where there are reasonable grounds for suspecting that a 
fishing vessel on the high seas is without nationality, a State 
may board and inspect the vessel. Where evidence so warrants, 
the State may take such action as may be appropriate in 
accordance with international law. 

18. States shall be liable for damage or loss attributable to 
them arising from action taken pursuant to this article when 
such action is unlawful or exceeds that reasonably required in 
the light of available information to implement the provisions 
of this article. 

Article 22 

Basic procedures for boarding and inspection pursuant to article 
21 

The inspecting State shall ensure that its duly authorized 
inspectors: 

(a) present credentials to the master of the vessel and produce 
a copy of the text of the relevant conservation and management 
measures or rules and regulations in force in the high seas area 
in question pursuant to those measures; 

(b) initiate notice to the flag State at the time of the 
boarding and inspection; 

(c) do not interfere with the master's ability to communicate 
with the authorities of the flag State during the boarding and 
inspection; 

(d) provide a copy of a report on the boarding and inspection to 
the master and to the authorities of the flag State, noting 
thereon any objection or statement which the master wishes to 
have included in the report; 

(e) promptly leave the vessel following completion of the 
inspection if they find no evidence of a serious violation; and 

(f) avoid the use of force except when and to the degree 
necessary to ensure the safety of the inspectors and where the 
inspectors are obstructed in the execution of their duties. The 
degree of force used shall not exceed that reasonably required 
in the circumstances. 

2. The duly authorized inspectors of an inspecting State shall 
have the authority to inspect the vessel, its licence, gear, 
equipment, records, fish products and any relevant documents 
necessary to verify compliance with the relevant conservation 
and management measures. 

3. The flag State shall ensure that vessel masters: 

(a) accept and facilitate prompt and safe boarding by the 
inspectors; 

(b) cooperate with and assist in the inspection of the vessel 
conducted pursuant to these procedures; 

(c) do not obstruct, intimidate or interfere with the inspectors 
in the performance of their duties; 

(d) allow the inspectors to communicate with the authorities of 
the flag State and the inspecting State during the boarding and 
inspection; 

(e) provide reasonable facilities, including, where appropriate, 
food and accommodation, to the inspectors; and 

(f) facilitate safe disembarkation by the inspectors. 

4. In the event that the master of a vessel refuses to accept 
boarding and inspection in accordance with this article and 
article 21, the flag State shall, except in circumstances where, 
in accordance with generally accepted international regulations, 
procedures and practices relating to safety at sea, it is 
necessary to delay the boarding and inspection, direct the 
master of the vessel to submit immediately to boarding and 
inspection and, if the master does not comply with such 
direction, shall suspend the vessels authorization to fish and 
order the vessel to return immediately to port. The flag State 
shall advise the inspecting State of the action it has taken 
when the circumstances referred to in this paragraph arise. 

Article 23 

Measures taken by a port State 

1. A port State has the right and the duty to take measures, in 
accordance with international law, to promote the effectiveness 
of subregional, regional and global conservation and management 
measures. When taking such measures a port State shall not 
discriminate in form or in fact against the vessels of any 
State. 

2. A port State may, inter alia, inspect documents, fishing gear 
and catch on board fishing vessels, when such vessels are 
voluntarily in its ports or at its offshore terminals. 

3. States may adopt regulations empowering the relevant national 
authorities to prohibit landings and transshipments where it has 
been established that the catch has been taken in a manner which 
undermines the effectiveness of subregional, regional or global 
conservation and management measures on the high seas. 

4. Nothing in this article affects the exercise by States of 
their sovereignty over ports in their territory in accordance 
with international law. 

PART VII 

REQUIREMENTS OF DEVELOPING STATES 

Article 24 

Recognition of the special requirements of developing States 

1. States shall give full recognition to the special 
requirements of developing States in relation to conservation 
and management of straddling fish stocks and highly migratory 
fish stocks and development of fisheries for such stocks. To 
this end, States shall, either directly or through the United 
Nations Development Programme, the Food and Agriculture 
Organization of the United Nations and other specialized 
agencies, the Global Environment Facility, the Commission on 
Sustainable Development and other appropriate international and 
regional organizations and bodies, provide assistance to 
developing States. 

2. In giving effect to the duty to cooperate in the 
establishment of conservation and management measures for 
straddling fish stocks and highly migratory fish stocks, States 
shall take into account the special requirements of developing 
States, in particular: 

(a) the vulnerability of developing States which are dependent 
on the exploitation of living marine resources, including for 
meeting the nutritional requirements of their populations or 
parts thereof; 

(b) the need to avoid adverse impacts on, and ensure access to 
fisheries by, subsistence, small-scale and artisanal fishers and 
women fishworkers, as well as indigenous people in developing 
States, particularly small island developing States; and 

(c) the need to ensure that such measures do not result in 
transferring, directly or indirectly, a disproportionate burden 
of conservation action onto developing States. 

Article 25 

Forms of cooperation with developing States 

1. States shall cooperate, either directly or through 
subregional, regional or global organizations, to: 

(a) enhance the ability of developing States, in particular the 
least developed among them and small island developing States, 
to conserve and manage straddling fish stocks and highly 
migratory fish stocks and to develop their own fisheries for 
such stocks; 

(b) assist developing States, in particular the least-developed 
among them and small island developing States, to enable them to 
participate in high seas fisheries for such stocks, including 
facilitating access to such fisheries subject to articles 5 and 
11; and 

(c) facilitate the participation of developing States in 
subregional and regional fisheries management organizations and 
arrangements. 

2. Cooperation with developing States for the purposes set out 
in this article shall include the provision of financial 
assistance, assistance relating to human resources development, 
technical assistance, transfer of technology,, including through 
joint venture arrangements, and advisory and consultative 
services. 

3. Such assistance shall, inter alia, be directed specifically 
towards: 

(a) improved conservation and management of straddling fish 
stocks and highly migratory fish stocks through collection, 
reporting, verification, exchange and analysis of fisheries data 
and related information; 

(b) stock assessment and scientific research; and 

(c) monitoring, control, surveillance, compliance and 
enforcement, including training and capacity-building at the 
local level, development and funding of national and regional 
observer programmes and access to technology and equipment. 

Article 26 

Special assistance in the implementation of this Agreement 

1. States shall cooperate to establish special funds to assist 
developing States in the implementation of this Agreement, 
including assisting developing States to meet the costs involved 
in any proceedings for the settlement of disputes to which they 
may be parties. 

2. States and international organizations should assist 
developing States in establishing new subregional or regional 
fisheries management organizations or arrangements, or in 
strengthening existing organizations or arrangements, for the 
conservation and management of straddling fish stocks and highly 
migratory fish stocks. 

PART VIII 

PEACEFUL SETTLEMENT OF DISPUTES 

Article 27 

Obligation to settle disputes by peaceful means 

States have the obligation to settle their disputes by 
negotiation, inquiry, mediation, conciliation, arbitration, 
judicial settlement, resort to regional agencies or 
arrangements, or other peaceful means of their own choice. 

Article 28 

Prevention of disputes 

States shall cooperate in order to prevent disputes. To this 
end, States shall agree on efficient and expeditious 
decision-making procedures within subregional and regional 
fisheries management organizations and arrangements and shall 
strengthen existing decision-making procedures as necessary. 

Article 29 

Disputes of a technical nature 

Where a dispute concerns a matter of a technical nature, the 
States concerned may refer the dispute to an ad hoc expert panel 
established by them. The panel shall confer with the States 
concerned and shall endeavour to resolve the dispute 
expeditiously without recourse to binding procedures for the 
settlement of disputes. 

Article 30 

Procedures for the settlement of disputes 

1. The provisions relating to the settlement of disputes set out 
in Part XV of the Convention apply mutatis mutandis to any 
dispute between States Parties to this Agreement concerning the 
interpretation or application of this Agreement, whether or not 
they are also Parties to the Convention. 

2. The provisions relating to the settlement of disputes set out 
in Part XV of the Convention apply mutatis mutandis to any 
dispute between States Parties to this Agreement concerning the 
interpretation or application of a subregional, regional or 
global fisheries agreement relating to straddling fish stocks or 
highly migratory fish stocks to which they are parties, 
including any dispute concerning the conservation and management 
of such stocks, whether or not they are also Parties to the 
Convention. 

8. Any procedure accepted by a State Party to this Agreement and 
the Convention pursuant to article 287 of the Convention shall 
apply to the settlement of disputes under this Part, unless that 
State Party, when signing, ratifying or acceding .o this 
Agreement, or at any time thereafter, has accepted another 
procedure pursuant to article 287 for the settlement of disputes 
under this Part. 

4. A State Party to this Agreement which is not a Party to the 
Convention, when signing, ratifying or acceding to this 
Agreement, or at any time thereafter, shall be free to choose, 
by means of a written declaration, one or more of the means set 
out in article 287, paragraph 1, of the Convention for the 
settlement of disputes under this Part. Article 287 shall apply 
to such a declaration, as well as to any dispute to which such 
State is a party which is not covered by a declaration in force. 
For the purposes of conciliation and arbitration in accordance 
with Annexes V, VII and VIII to the Convention, such State shall 
be entitled to nominate conciliators, arbitrators and experts to 
be included in the lists referred to in article 2 of Annex V, 
article 2 of Annex VII and article 2 of Annex VIII for the 
settlement of disputes under this Part. 

5. Any court or tribunal to which a dispute has been submitted 
under this Part shall apply the relevant provisions of the 
Convention, of this Agreement and of any relevant subregional, 
regional or global fisheries agreement, as well as generally 
accepted standards for the conservation and management of living 
marine resources and other rules of international law not 
incompatible with the Convention, with a view to ensuring the 
conservation of the straddling fish stocks and highly migratory 
fish stock concerned. 

Article 31 

Provisional measures 

1. Pending the settlement of a dispute in accordance with this 
Part, the parties to the dispute shall make every effort to 
enter into provisional arrangements of a practical nature. 

2. Without prejudice to article 290 of the Convention, the court 
or tribunal to which the dispute has been submitted under this 
Part may prescribe any provisional measures which it considers 
appropriate under the circumstances to preserve the respective 
rights of the parties to the dispute or to prevent damage to the 
stocks in question, as well as in the circumstances referred to 
in article 7, paragraph 5, and article 16, paragraph 2. 

3. A State Party to this Agreement which is not a Party to the 
Convention may declare that, notwithstanding article 290, 
paragraph 5, of the Convention, the International Tribunal for 
the Law of the Sea shall not be entitled to prescribe, modify or 
revoke provisional measures without the agreement of such State. 

Article 32 

Limitations on applicability of Procedures for the settlement of 
disputes 

Article 297, paragraph 3, of the Convention applies also to this 
Agreement. 

PART IX 

NON-PARTIES TO THIS AGREEMENT 

Article 33 

Non-parties to this Agreement 

1. States Parties shall encourage non-parties to this Agreement 
to become parties thereto and to adopt laws and regulations 
consistent with its provisions. 

2. States Parties shall take measures consistent with this 
Agreement and international law to deter the activities of 
vessels flying the flag of non-parties which undermine the 
effective implementation of this Agreement. 

PART X 

GOOD FAITH AND ABUSE OF RIGHTS 

Article 34 

Good faith and abuse of rights 

States Parties shall fulfil in good faith the obligations 
assumed under this Agreement and shall exercise the rights 
recognized in this Agreement in a manner which would not 
constitute an abuse of right. 

PART XI 

RESPONSIBILITY AND LIABILITY 

Article 35 

Responsibility and liability 

States Parties are liable in accordance with international law 
for damage or loss attributable to them in regard to this 
Agreement. 

PART XII 

REVIEW CONFERENCE 

Article 36 

Review conference 

1. Four years after the date of entry into force of this 
Agreement, the Secretary-General of the United Nations shall 
convene a conference with a view to assessing the effectiveness 
of this Agreement in securing the conservation and management of 
straddling fish stocks and highly migratory fish stocks. The 
Secretary-General shall invite to the conference all States 
Parties and those States and entities which are entitled to 
become parties to this Agreement as well as those 
intergovernmental and non-governmental organizations entitled to 
participate as observers. 

2. The conference shall review and assess the adequacy of this 
Agreement and, if necessary, propose means of strengthening the 
substance and methods of implementation of those provisions in 
order better to address any continuing problems in the 
conservation and management of straddling fish stocks and highly 
migratory fish stocks. 

PART XIII 

FINAL PROVISIONS 

Article 37 

Signature 

This Agreement shall be open for signature by all States and the 
other entities referred to in article 1, paragraph 2(b), and 
shall remain open for signature at United Nations Headquarters 
for 12 months from the 1995 . 

Article 38 

Ratification 

This Agreement is subject to ratification by States and the 
other entities referred to in article 1, paragraph 2(b). The 
instruments of ratification shall be deposited with the 
Secretary-General of the United Nations. 

Article 39 

Accession 

This Agreement shall remain open for accession by States and the 
other entities referred to in article 1, paragraph 2(b). The 
instruments of accession shall be deposited with the 
Secretary-General of the United Nations. 

Article 40 

Entry into force 

1. This Agreement shall enter into force 30 days after the date 
of deposit of the thirtieth instrument of ratification or 
accession. 

2. For each State or entity which ratifies the Agreement or 
accedes thereto after the deposit of the thirtieth instrument of 
ratification or accession, this Agreement shall enter into force 
on the thirtieth day following the deposit of its instrument of 
ratification or accession. 

Article 41 

Provisional application 

1. This Agreement shall be applied provisionally by a State or 
entity which consents to its provisional application by so 
notifying the depositary in writing. Such provisional 
application shall become effective from the date of receipt of 
the notification. 

2. Provisional application by a State or entity shall terminate 
upon the entry into force of this Agreement for that State or 
entity or upon notification by that State or entity to the 
depositary in writing of its intention to terminate provisional 
application. 

Article 42 

Reservations and exceptions 

No reservations or exceptions may be made to this Agreement. 

Article 43 

Declarations and statements 

Article 42 does not preclude a State or an entity, when signing, 
ratifying or acceding to this Agreement, from making 
declarations or statements, however phrased or named, with a 
view, inter alia, to the harmonization of its laws and 
regulations with the provisions of this Agreement, provided that 
such declarations or statements do not purport to exclude or to 
modify the legal effect of the provisions of this Agreement in 
their application to that State or entity. 

Article 44 

Relation to other agreements 

1. This Agreement shall not alter the rights and obligations of 
States Parties which arise from other agreements compatible with 
this Agreement and which do not affect the enjoyment by other 
States Parties of their rights or the performance of their 
obligations under this Agreement. 

2. Two or more States Parties may conclude agreements modifying 
or suspending the operation of provisions of this Agreement, 
applicable solely to the relations between them, provided that 
such agreements do not relate to a provision derogation from 
which is incompatible with the effective execution of the object 
and purpose of this Agreement, and provided further that such 
agreements shall not affect the application of the basic 
principles embodied herein, and that the provisions of such 
agreements do not affect the enjoyment by other States Parties 
of their rights or the performance of their obligations under 
this Agreement. 

3. States Parties intending to conclude an agreement referred to 
in paragraph 2 shall notify the other States Parties through the 
depositary of this Agreement of their intention to conclude the 
agreement and of the modification or suspension for which it 
provides. 

Article 45 

Amendment 

1. A State Party may, by written communication addressed to the 
Secretary-General of the United Nations, propose an amendment to 
this Agreement and request the convening of a conference to 
consider such proposed amendment. The Secretary-General shall 
circulate such communication to all States Parties. If, within 
six months from the date of the circulation of the 
communication, not less than one half of the States Parties 
reply favourably to the request, the Secretary-General shall 
convene the conference. 

2. The decision-making procedure applicable at the amendment 
conference convened pursuant to paragraph 1 shall be the same as 
that applicable at the United Nations Conference on Straddling 
Fish Stocks and Highly Migratory Fish Stocks, unless otherwise 
decided by the conference. The conference should make every 
effort to reach agreement on any amendments by way of consensus 
and there should be no voting on them until all efforts at 
consensus have been exhausted. 

3. Once adopted, amendments to this Agreement shall be open for 
signature by States Parties for 12 months from the date of 
adoption, at United Nations Headquarters, unless otherwise 
provided in the amendment itself. 

4. Articles 38, 39, 4, and 50 apply to all amendments to this 
Agreement. 

5. An amendment to this Agreement shall enter into force for the 
States Parties which establish their consent to be bound by it 
on the thirtieth day following the deposit of instruments of 
ratification or accession by two thirds of the States Parties. 
Thereafter, for each State Party ratifying or acceding to an 
amendment after the deposit of the required number of such 
instruments, the amendment shall enter into force on the 
thirtieth day following the deposit of its instrument of 
ratification or accession. 

6. An amendment may provide that a smaller or a larger number of 
ratifications or accessions shall be required for its entry into 
force than are required by this article. 

7. A State which becomes a Party to this Agreement after the 
entry into force of amendments in accordance with paragraph 5 
shall, failing an expression of a different intention by that 
State: 

(a) be considered as a Party to this Agreement as so amended; 
and 

(b) be considered as a Party to the unamended Agreement in 
relation to any State Party not bound by the amendment. 

Article 46 

Denunciation 

1. A State Party may, by written notification addressed to the 
Secretary-General of the United Nations, denounce this Agreement 
and may indicate its reasons. Failure to indicate reasons shall 
not affect the validity of the denunciation. The denunciation 
shall take effect one year after the date of receipt of the 
notification, unless the notification specifies a later date. 

2. The denunciation shall not in any way affect the duty of any 
State Party to fulfil any obligation embodied in this Agreement 
to which it would be subject under international law 
independently of this Agreement. 

Article 47 

Participation by international organizations 

1. In cases where an international organization referred to in 
article 1 of Annex IX to the Convention does not have competence 
over all the matters governed by this Agreement, Annex IX to the 
Convention shall apply mutatis mutandis to participation by such 
international organization in this Agreement, except that the 
following provisions of that Annex shall not apply: 

(a) article 2, first sentence; and 

(b) article 3, paragraph 1. 

2. In cases where an international organization referred to in 
article 1 of Annex IX to the Convention has competence over all 
the matters governed by this Agreement, the following provisions 
shall apply to participation by such international organization 
in this Agreement: 

(a) at the time of signature or accession, such international 
organization shall make a declaration stating: 

(i) that it has competence over all the matters governed by this 
Agreement; 

(ii) that, for this reason, its member States shall not become 
States Parties, except in respect of their territories for which 
the international organization has no responsibility; and 

(iii) that it accepts the rights and obligations of States under 
this Agreement; 

(b) participation of such an international organization shall in 
no case confer any rights under this Agreement on member states 
of the international organization; 

(c) in the event of a conflict between the obligations of an 
international organization under this Agreement and its 
obligations under the agreement establishing the international 
organization or any acts relating to it, the obligations under 
this Agreement shall prevail. 

Article 48 

Annexes 

1. The Annexes form an integral part of this Agreement and, 
unless expressly provided otherwise, a reference to this 
Agreement or to one of its Parts includes a reference to the 
Annexes relating thereto. 

2. The Annexes may be revised from time to time by States 
Parties. Such revisions shall be based on scientific and 
technical considerations. Notwithstanding the provisions of 
article 45, if a revision to an Annex is adopted by consensus at 
a meeting of States Parties, it shall be incorporated in this 
Agreement and shall take effect from the date of its adoption or 
from such other date as may be specified in the revision. If a 
revision to an Annex is not adopted by consensus at such a 
meeting, the amendment procedures set out in article 45 shall 
apply. 

Article 49 

Depositary 

The Secretary-General of the United Nations shall be the 
depositary of this Agreement and any amendments or revisions 
thereto. 

Article 50 

Authentic texts 

The Arabic, Chinese, English, French, Russian and Spanish texts 
of this Agreement are equally authentic. 

IN WITNESS WHEREOF, the undersigned Plenipotentiaries, being 
duly authorized thereto, have signed this Agreement. 

OPENED FOR SIGNATURE at New York on ______________, in a single 
original, in the Arabic, Chinese, English, French, Russian and 
Spanish languages. 

Annex I 

STANDARD REQUIREMENTS FOR COLLECTION AND SHARING OF DATA 

Article 1 

General Principles 

1. The timely collection, compilation and analysis of data are 
fundamental to effective conservation and management of 
straddling fish stocks and highly migratory fish stocks. To this 
end, data from fisheries for these stocks on the high seas and 
those in areas under national jurisdiction are required and 
should be collected and compiled in such a way as to enable 
statistically meaningful analysis for the purposes of fishery 
resource conservation and management. These data include catch 
and fishing effort statistics and other fishery-related 
information, such as vessel-related and other data for 
standardizing fishing effort. Data collected should also include 
information on non-target and associated and dependent species. 
All data should be verified to ensure accuracy. Confidentiality 
of non-aggregated data shall be maintained. The dissemination of 
such data shall be subject to the terms on which they have been 
provided. 

2. Assistance, including training and financial and technical 
assistance, shall be provided to developing States in order to 
build capacity in the field of conservation and management of 
living marine resources. Assistance should focus on enhancing 
capacity to implement data collection and verification, observer 
programmes, data analysis and research projects supporting stock 
assessments. The fullest possible involvement of developing 
State scientists and managers in conservation and management of 
straddling fish stocks and highly migratory fish stocks should 
be promoted. 

Article 2 

Principles of data collection, compilation and exchange 

The following general principles should be considered in 
defining the parameters for collection, compilation and exchange 
of data from fishing operations for straddling fish stocks and 
highly migratory fish stocks: 

(a) States should ensure that data are collected from vessels 
flying their flag on fishing activities according to the 
operational characteristics of each fishing method (e.g. each 
individual tow for trawl, each set for long-line and 
purse-seine, each school fished for pole-and-line and each day 
fished for troll) and in sufficient detail to facilitate 
effective stock assessment; 

(b) States should ensure that fishery data are verified through 
an appropriate system; 

(c) States should compile fishery-related and other supporting 
scientific data and provide them in an agreed format and in a 
timely manner to the relevant subregional or regional fisheries 
management organization or arrangement where one exists. 
Otherwise, States should cooperate to exchange data directly or 
through such other cooperative mechanisms as may be agreed among 
them; 

(d) States should agree, within the framework of subregional or 
regional fisheries management organizations or arrangements, or 
otherwise, on the specification of data and the format in which 
they are accordance with this Annex and taking into account the 
nature of the stocks and the fisheries for those stocks in the 
region. Such organizations or arrangements should request 
non-members or non-participants to provide data concerning 
relevant fishing activities by vessels flying their flag; 

(e) such organizations or arrangements shall compile data and 
make them available in a timely manner and in an agreed format 
to all interested States under the terms and conditions 
established by the organization or arrangement; and 

(f) scientists of the flag State and from the relevant 
subregional or regional fisheries management organization or 
arrangement should analyze the data separately or jointly, as 
appropriate. 

Article 3 

Basic Fishery Data 

1. States shall collect and make available to the relevant 
subregional or regional fisheries management organization or 
arrangement the following types of data in sufficient detail to 
facilitate effective stock assessment in accordance with agreed 
procedures: 

(a) time series of catch and effort statistics by fisheries and 
fleet; 

(b) total catch in number, nominal weight, or both, by species 
(both target and non-target) as is appropriate to each fishery. 
[Nominal weight is defined by the Food and Agriculture 
Organization of the United Nations as the live-weight equivalent 
of the landings]; 

(c) discard statistics, including estimates where necessary, 
reported as number or nominal weight by species, as is 
appropriate to each fishery; 

(d) effort statistics appropriate to each fishing method; and 

(e) fishing location, date and time fished and other statistics 
on fishing operations as appropriate. 

2. States shall also collect where appropriate and provide to 
the relevant subregional or regional fisheries management 
organization or arrangement information to Support stock 
assessment, including: 

(a) composition of the catch according to length, weight and 
sex; 

(b) other biological information supporting stock assessments 
such as information on age, growth, recruitment, distribution 
and stock identity; and 

(c) other relevant research, including surveys of abundance, 
biomass surveys, hydro-acoustic surveys, research on 
environmental factors affecting stock abundance, and 
oceanographic and ecological studies. 

Article 4 

Vessel data and information 

1. States should collect the following types of vessel-related 
data for standardizing fleet composition and vessel fishing 
power and for converting between different measures of effort in 
the analysis of catch and effort data: 

(a) vessel identification, flag and port of registry; 

(b) vessel type; 

(c) vessel specifications (e.g. material of construction, date 
built, registered length, gross registered tonnage, power of 
main engines, hold capacity and catch storage methods); and 

(d) fishing gear description (e.g. types, gear specifications 
and quantity). 

The flag State will collect the following information: 

(a) navigation and position fixing aids; 

(b) communication equipment and international radio call sign; 
and 

(c) crew size. 

Article 5 

Reporting 

A State shall ensure that vessels flying its flag send to its 
national fisheries administration and, where agreed, to the 
relevant subregional or regional fisheries management 
organization or arrangement, log book data on catch and effort, 
including data on fishing operations on the high seas, at 
sufficiently frequent intervals to meet national requirements 
and regional and international obligations. Such data shall be 
transmitted, where necessary, by radio, telex, facsimile or 
satellite transmission or by other means. 

Article 6 

Data Verification 

States or, as appropriate, subregional or regional fisheries 
management organizations or arrangements should establish 
mechanisms for verifying fishery data, such as: 

(a) position verification through vessel monitoring systems; 

(b) scientific observer programmes to monitor catch, effort, 
catch composition (target and non-target) and other details of 
fishing operations; 

(c) vessel trip, landing and transshipment reports; and 

(d) port sampling. 

Article 7 

Data exchange 

1. Data collected by flag States must be shared with other flag 
States and relevant coastal States through appropriate 
subregional or regional fisheries management organizations or 
arrangements. Such organizations or arrangements shall compile 
data and make them available in a timely manner and n an agreed 
format to all interested States under the terms and conditions 
established by the organization or arrangement, while 
maintaining confidentiality of non-aggregated data, and should, 
to the extent feasible, develop database systems which provide 
efficient access to data. 

2. At the global level, collection and dissemination of data 
should be effected through the Food and Agriculture Organization 
of the United Nations. Where a subregional or regional fisheries 
management organization or arrangement does not exist, that 
Organization may also do the same at the subregional or regional 
level by arrangement with the States concerned. 

Annex II 

GUIDELINES FOR APPLICATION OF PRECAUTIONARY REFERENCE POINTS IN 
CONSERVATION AND MANAGEMENT OF STRADDLING FISH STOCKS AND HIGHLY 
MIGRATORY FISH STOCKS. 

1. A precautionary reference point is an estimated value derived 
through an agreed scientific procedure, which corresponds to the 
state of the resource and of the fishery, and which can be used 
as a guide for fisheries management 

2. Two types of precautionary reference points should be used: 
conservation, or limit, reference points and management, or 
target, reference points. Limit reference points set boundaries 
which are intended to constrain harvesting within safe 
biological limits within which the stocks can produce maximum 
sustainable yield. Target reference points are intended to meet 
management objectives. 

3. Precautionary reference points should be stock-specific to 
account, inter alia, for the reproductive capacity, the 
resilience of each stock and the characteristics of fisheries 
exploiting the stock, as well as other sources of mortality and 
major sources of uncertainty. 

4. Management strategies shall seek to maintain or restore 
populations of harvested stocks, and where necessary associated 
or dependent species, at levels consistent with previously 
agreed precautionary reference points. Such reference points 
shall be used to trigger pre-agreed conservation and management 
action. Management strategies shall include measures which can 
be implemented when precautionary reference points are 
approached. 

5. Fishery management strategies shall ensure that the risk of 
exceeding limit reference points is very low. If a stock falls 
below a limit reference point or is at risk of falling below 
such a reference point, conservation and management action 
should be initiated to facilitate stock recovery. Fishery 
management strategies shall ensure that target reference points 
are not exceeded on average. 

6. When information for determining reference points for a 
fishery is poor or absent, provisional reference points shall be 
set. Provisional reference points may be established by analogy 
to similar and better-known stocks. In such situations, the 
fishery shall be subject to enhanced monitoring so as to enable 
revision of provisional reference points as improved information 
becomes available. 

7. The fishing mortality rate which generates maximum 
sustainable yield should be regarded as a minimum standard for 
limit reference points. For stocks which are not over-fished, 
fishery management strategies shall ensure that fishing 
mortality does not exceed that which corresponds to maximum 
sustainable yield, and that the biomass does not fall below a 
pre-defined threshold. For over-fished stocks, the biomass which 
would produce maximum sustainable yield can serve as a 
rebuilding target.