Bamako Convention on the Ban of the Import into Africa and the 
Control of Transboundary Movement and Management of Hazardous 
Wastes Within Africa (1991) 

Not yet in force 

Preamble 

The Parties to this Convention, 

1. MINDFUL of the growing threat to human health and the 
environment posed by the increased generation and the complexity 
of hazardous wastes, 

2. FURTHER mindful that the most effective way of protecting 
human health and the environment from the dangers posed by such 
wastes is the reduction of their generation to a minimum in 
terms of quantity and/or hazard potential, 

3. AWARE of the risk of damage to human health and the 
environment caused by transboundary movements of hazardous 
wastes, 

4. REITERATING that States should ensure that the generator 
should carryout his responsibilities with regard to the 
transport and disposal of hazardous wastes in a manner that is 
consistent with the protection of human health and environment, 
whatever the place of disposal, 

5. RECALLING relevant chapters of the Charter of the 
Organisation of African Unity (OAU) on environmental protection, 
the African Charter for Human and Peoples' Rights, Chapter IX of 
the Lagos Plan of Action and other Recommendations adopted by 
the Organisation of African Unity on the environment, 

6. FURTHER RECOGNIZING the sovereignty of States to ban the 
importation into, and the transit through, their territory, of 
hazardous wastes and substances for environmental and human 
health reasons, 

7. RECOGNIZING also the increasing mobilisation in Africa for 
the prohibition of transboundary movements of hazardous wastes 
and their disposal in African countries, 

8. CONVINCED that hazardous wastes should, as far as is 
compatible with environmentally sound and efficient management, 
be disposed in the State where they were generated, 

9. CONVINCED that the effective control and minimisation of 
transboundary movements of hazardous wastes will act as an 
incentive, in Africa and elsewhere, for the reduction of the 
volume of the generation of such wastes, 

10. NOTING that a number of international and regional 
agreements deal with the problem of the protection and 
preservation of the environment with regard to the transit of 
dangerous goods, 

11. TAKING into account the Declaration of the United Nations 
Conference on the Human Environment (Stockholm, 1972), the Cairo 
Guidelines and Principles for the Environmentally Sound 
Management of Hazardous Wastes adopted by the Governing Council 
of the United Nations Environment Programme (UNEP) by Decision 
14/30 of 17 June, 1987, the Recommendations of the United 
Nations Committee of Experts on the Transport of Dangerous Goods 
(formulated in 1957 and updated biennially), the Charter of 
Human Rights, relevant recommendations, declarations, 
instruments and regulations adopted within the United Nations 
System, the relevant articles of the 1989 Basel Convention on 
the Control of Transboundary Movements of Hazardous Wastes and 
their Disposal which allow for the establishment of regional 
agreements which may be equal to or stronger than its own 
provisions, Article 39 of the Lome IV Convention relating to the 
international movement of hazardous wastes and radioactive 
wastes, African intergovernmental organisations and the work and 
studies done within other international and regional 
organisations, 

12. MINDFUL of the spirit, principles, aims and functions of the 
African Convention on the Conservation of Nature and Natural 
Resources adopted by the African Heads of State and Government 
in Algiers (1968) and the World Charter for Nature adopted by 
the General Assembly of the United Nations at its Thirty-seventh 
Session (1982) as the rule of ethics in respect of the 
protection of the human environment and the conservation of 
natural resources, 

13. CONCERNED by the problem of transboundary traffic in 
hazardous wastes, 

14. RECOGNIZING the need to promote the development of clean 
production methods, including clean technologies, for the sound 
management of hazardous wastes produced in Africa, in 
particular, to avoid, minimize and eliminate the generation of 
such wastes, 

15. RECOGNIZING also that where necessary hazardous wastes 
should be transported in accordance with relevant international 
conventions and recommendations, 

16. Determined to protect, by strict control, the human health 
of the African population and the environment against the 
adverse effects which may result from the generation of 
hazardous wastes, 

17. AFFIRMING a commitment also to responsibly address the 
problem of hazardous wastes originating within the Continent of 
Africa, 

HAVE AGREED AS FOLLOWS: 

Article 1 

DEFINITIONS 

For the purpose of this Convention: 

1. "Wastes" are substances or materials which are disposed of, 
or are intended to be disposed of, or are required to be 
disposed of by the provisions of national law; 

2. "Hazardous wastes" means wastes as specified in Article 2 of 
this Convention; 

3. "Management" means the prevention and reduction of hazardous 
wastes and the collection, transport, storage, and treatment 
either for there use or disposal, of hazardous wastes including 
after-care of disposal sites; 

4. "Transboundary movement" means any movement of hazardous 
wastes from an area under the national jurisdiction of any State 
to or through an area under the national jurisdiction of another 
State, or to or through an area not under the national 
jurisdiction of another State, provided at least two States are 
involved in the movement; 

5. "Clean production methods" means production or industrial 
systems which avoid, or eliminate the generation of hazardous 
wastes and hazardous products in conformity with Article 4, 
section 3 (f) and (g) of this Convention; 

6. "Disposal" means any operation specified in Annex III to this 
Convention; 

7. "Approved site or facility" means a site or facility for the 
disposal of hazardous wastes which is authorized or permitted to 
operate for this purpose by a relevant authority of the State 
where the site or facility is located; 

8. "Competent authority" means one governmental authority 
designated by a Party to be responsible, within such 
geographical areas as the Party may think fit, for receiving the 
notification of a transboundary movement of hazardous wastes and 
any information related to it, and for responding to such a 
notification, as provided in Article 6 of this Convention; 

9. "Focal point" means the entity of a Party referred to in 
Article 5 of this Convention responsible for receiving and 
submitting information as provided for in Articles 13 and 16; 

10. "Environmentally sound management of hazardous wastes" means 
taking all practicable steps to ensure that hazardous wastes are 
managed in a manner which will protect human health and the 
environment against the adverse effects which may result from 
such wastes; 

11. "Area under the national jurisdiction of a State" means any 
land, marine area or airspace within which a State exercises 
administrative and regulatory responsibility in accordance with 
international law in regard to the protection of human health or 
the environment; 

12. "State of export" means a Party from which a transboundary 
movement of hazardous wastes is planned to be initiated or is 
initiated; 

13. "State of import" means a State to which a transboundary 
movement is planned or takes place for the purpose of disposal 
therein or for the purpose of loading prior to disposal in an 
area not under the national jurisdiction of any State; 

14. "State of transit" means any State, other than the State of 
export or import, through which a movement of hazardous wastes 
is planned or takes place; 

15. "States concerned" means States of export or import, or 
transit states, whether or not Parties; 

16. "Person" means any natural or legal person; 

17. "Exporter" means any person under the jurisdiction of the 
State of export who arranges for hazardous wastes to be 
exported; 

18. "Importer" means any person under the jurisdiction of the 
State of import who arranges for hazardous wastes to be 
imported; 

19. "Carrier" means any person who carries out the transport of 
hazardous wastes; 

20. "Generator" means any person whose activity produces 
hazardous wastes, or, if that person is not known, the person 
who is in possession and/or control of those wastes; 

21. "Disposer" means any person to whom hazardous wastes are 
shipped and who carries out the disposal of such wastes; 

22. "Illegal traffic" means any transboundary movement of 
hazardous wastes as specified in Article 9 of this Convention; 

23. "Dumping at sea" means the deliberate disposal of hazardous 
wastes at sea from vessels, aircraft, platforms or other 
man-made structures at sea, and includes ocean incineration and 
disposal into the seabed and sub-seabed. 

Article 2 

SCOPE OF THE CONVENTION 

1. The following substances shall be "hazardous wastes" for the 
purposes of this convention: 

(a) Wastes that belong to any category contained in Annex I of 
this Convention; 

(b) Wastes that are not covered under paragraph (a) above but 
are defined as, or are considered to be, hazardous wastes by the 
domestic legislation of the Party of export, import or transit; 

(c) Wastes which possess any of the characteristics contained in 
Annex II of this Convention; 

(d) Hazardous substances which have been banned, cancelled or 
refused registration by government regulatory action, or 
voluntarily withdrawn from registration in the country of 
manufacture, for human health or environmental reasons. 

2. Wastes which, as a result of being radioactive, are subject 
to any international control systems, including international 
instruments, applying specifically to radioactive materials, are 
included in the scope of this Convention. 

3. Wastes which derive from the normal operations of a ship, the 
discharge of which is covered by another international 
instrument, shall not fall within the scope of this convention. 

Article 3 

NATIONAL DEFINITIONS OF HAZARDOUS WASTES 

1. Each State shall, within six months of becoming a Party to 
this Convention, inform the Secretariat of the Convention of the 
wastes, other than those listed in Annex I of this Convention, 
considered or defined as hazardous under its national 
legislation and of any requirements concerning transboundary 
movement procedures applicable to such wastes. 

2. Each Party shall subsequently inform the Secretariat of any 
significant changes to the information it has provided pursuant 
to Paragraph 1 of this Article. 

3. The Secretariat shall forthwith inform all Parties of the 
information it has received pursuant to paragraphs 1 and 2 of 
this Article. 

4. Parties shall be responsible for making the information 
transmitted to them by the Secretariat under Paragraph 3 of this 
Article available to their exporters and other appropriate 
bodies. 

Article 4 

GENERAL OBLIGATIONS 

1. Hazardous Waste Import Ban All Parties shall take appropriate 
legal, administrative and other measures within the area under 
their jurisdiction to prohibit the import of all hazardous 
wastes, for any reason, into Africa from non-Contracting 
Parties. Such import shall be deemed illegal and a criminal act. 
All Parties shall: 

(a) Forward as soon as possible, all information relating to 
such illegal hazardous waste import activity to the Secretariat 
who shall distribute the information to all Contracting Parties; 

(b) Co-operate to ensure that no imports of hazardous wastes 
from anon-Party enter a Party to this Convention. To this end, 
the Parties shall, at the Conference of the Contracting Parties 
to this Convention, consider other enforcement mechanisms. 

2. Ban on Dumping of Hazardous Wastes at Sea and Internal Waters 

(a) Parties in conformity with related international conventions 
and instruments shall, in the exercise of their jurisdiction 
within their internal waters, waterways, territorial seas, 
exclusive economic zones and continental shelf, adopt legal, 
administrative and other appropriate measures to control all 
carriers from non-Parties, and prohibit the dumping at sea of 
hazardous wastes, including their incineration at sea and their 
disposal in the seabed and sub-seabed; 

Any dumping of hazardous wastes at sea, including incineration 
at sea as well as seabed and sub-seabed disposal, by Contracting 
Parties, whether in internal waters, waterways, territorial 
seas, exclusive economic zones or high seas shall be deemed to 
be illegal; 

(b) Parties shall forward, as soon as possible, all information 
relating to dumping of hazardous wastes to the Secretariat which 
shall distribute the information to all Contracting Parties. 

3. Waste Generation in Africa 

Each Party Shall: 

(a) Ensure that hazardous waste generators submit to the 
Secretariat reports regarding the wastes that they generate in 
order to enable the Secretariat of the Convention to produce a 
complete hazardous waste audit; 

(b) Impose strict, unlimited liability as well as joint and 
several liability on hazardous waste generators; 

(c) Ensure that the generation of hazardous wastes within the 
area under its jurisdiction is reduced to a minimum taking into 
account social, technological and economic aspects; 

(d) Ensure the availability of adequate treatment and disposal 
facilities, for the environmentally sound management of 
hazardous wastes which shall be located, to the extent possible, 
within its jurisdiction; 

(e) Ensure that persons involved in the management of hazardous 
wastes within its jurisdiction take such steps as are necessary 
to prevent pollution arising from such wastes and, if such 
pollution occurs, to minimize the consequence thereof for human 
health and the environment; 

The Adoption of Precautionary Measures: 

(f) Each Party shall strive to adopt and implement the 
preventive, precautionary approach to pollution problems which 
entails, inter-alia, preventing the release into the environment 
of substances which may cause harm to humans or the environment 
without waiting for scientific proof regarding such harm. The 
Parties shall co-operate with each other in taking the 
appropriate measures to implement the precautionary principle to 
pollution prevention through the application of clean production 
methods, rather than the pursuit of a permissible emissions 
approach based on assimilative capacity assumptions; 

(g) In this respect Parties shall promote clean production 
methods applicable to entire product life cycles including: 

- raw material selection, extraction and processing; 

- product conceptualisation, design, manufacture and assemblage; 

- materials transport during all phases; 

- industrial and household usage; 

- reintroduction of the product into industrial systems or 
nature when it no longer serves a useful function; 

Clean production shall not include "end-of-pipe" pollution 
controls such as filters and scrubbers, or chemical, physical or 
biological treatment. Measures which reduce the volume of waste 
by incineration or concentration, mask the hazard by dilution, 
or transfer pollutants from one environmental medium to another, 
are also excluded; 

(h) The issue of preventing the transfer to Africa of polluting 
technologies shall be kept under systematic review by the 
Secretariat of the Conference and periodic reports shall be made 
to the Conference of the Parties; 

Obligations in the Transport and Transboundary Movement of 
Hazardous Wastes from Contracting Parties: 

(i) Each Party shall prevent the export of hazardous wastes to 
States which have prohibited by their legislation or 
international agreement all such imports, or if it has reason to 
believe that the wastes in question will not be managed in an 
environmentally sound manner, according to criteria to be 
decided on by the Parties at their first meeting; 

(j) A Party shall not permit hazardous wastes to be exported to 
a State which does not have the facilities for treating or 
disposing of them in an environmentally sound manner; 

(k) Each Party shall ensure that hazardous wastes to be exported 
are managed in an environmentally sound manner in the State of 
import and transit. Technical guidelines for the environmentally 
sound management of wastes subject to this Convention shall be 
decided by the Parties at their first meeting; 

(l) The Parties agree not to allow the export of hazardous 
wastes for disposal within the area South of 60 degrees South 
Latitude, whether or not such wastes are subject to 
transboundary movement; 

(m) Furthermore, each Party shall: 

(i) Prohibit all persons under its national jurisdiction from 
transporting, storing or disposing of hazardous wastes unless 
such persons are authorized or allowed to perform such 
operations; 

(ii) Ensure that hazardous wastes that are to be the subject of 
a transboundary movement are packaged, labeled, and transported 
in conformity with generally accepted and recognized 
international rules and standards in the field of packaging, 
labeling, and transport, and that due account is taken of 
relevant internationally recognized practices; 

(iii) Ensure that hazardous wastes be accompanied by a movement 
document, containing information specified in Annex IV B, from 
the point at which a transboundary movement commences to the 
point of disposal; 

(n) Parties shall take the appropriate measures to ensure that 
the transboundary movements of hazardous wastes only are allowed 
if: 

(i) The State of export does not have the technical capacity and 
the necessary facilities, capacity or suitable disposal sites in 
order to dispose of the wastes in question in an environmentally 
sound and efficient manner; or 

(ii) The transboundary movement in question is in accordance 
with other criteria to be decided by the Parties, provided those 
criteria do not differ from the objectives of this Convention; 

(o) Under this Convention, the obligation of States in which 
hazardous wastes are generated, requiring that those wastes are 
managed in an environmentally sound manner, may not under any 
circumstances be transferred to the States of import or transit; 

(p) Parties shall undertake to review periodically the 
possibilities for the reduction of the amount and/or the 
pollution potential of hazardous wastes which are exported to 
other States; 

(q) Parties exercising their right to prohibit the import of 
hazardous wastes for disposal shall inform the other Parties of 
their decision pursuant to Article 13 of this Convention; 

(r) Parties shall prohibit or shall not permit the export of 
hazardous wastes to States which have prohibited the import of 
such wastes, when notified by the secretariat or any competent 
authority pursuant to sub-paragraph (q) above; 

(s) Parties shall prohibit or shall not permit the export of 
hazardous wastes if the State of import does not consent in 
writing to the specific import, in the case where that State of 
import has not prohibited the import of such wastes; 

(t) Parties shall ensure that the transboundary movement of 
hazardous wastes is reduced to the minimum consistent with the 
environmentally sound and efficient management of such wastes, 
and is conducted in a manner which will protect human health and 
the environment against the adverse effects which may result 
from such movement; 

(u) Parties shall require that information about a proposed 
transboundary movement of hazardous wastes be provided to the 
States concerned, according to Annex IV A of this Convention, 
and clearly state the potential dangers of the wastes on human 
health and the environment. 

4. Furthermore 

(a) Parties shall undertake to enforce the obligations of this 
Convention against offenders and infringements according to 
relevant national laws and/or international law; 

(b) Nothing in this Convention shall prevent a Party from 
imposing additional requirements that are consistent with the 
provisions of this Convention, and are in accordance with the 
rules of international law, in order to better protect human 
health and the environment; 

(c) This Convention recognizes the sovereignty of States over 
their territorial sea, waterways, and air space established in 
accordance with international law, and jurisdiction which States 
have in their exclusive economic zone and their continental 
shelves in accordance with international law, and the exercise 
by ships and aircraft of all States of navigation rights and 
freedoms as provided for in international law and as reflected 
in relevant international instruments. 

Article 5 

DESIGNATION OF COMPETENT AUTHORITIES, FOCAL POINT AND DUMPWATCH 

To facilitate the implementation of this Convention, the Parties 
shall: 

1. Designate or establish one or more competent authorities and 
one focal point. One competent authority shall be designated to 
receive the notification in case of a State of transit. 

2. Inform the Secretariat, within three months of the date of 
the entry into force of this Convention for them, which agencies 
they have designated as their focal point and their competent 
authorities. 

3. Inform the Secretariat, within one month of the date of 
decision, of any changes regarding the designations made by them 
under paragraph 2 above. 

4. Appoint a national body to act as a Dumpwatch. In such 
capacity as a Dumpwatch, the designated national body only will 
be required to co-ordinate with the concerned governmental and 
non-governmental bodies. 

Article 6 

TRANSBOUNDARY MOVEMENT AND NOTIFICATION PROCEDURES 

1. The State of export shall notify, or shall require the 
generator or exporter to notify, in writing, through the channel 
of the competent authority of the State of export, the competent 
authority of the States concerned of any proposed transboundary 
movement of hazardous wastes. Such notification shall contain 
the declarations and information specified in Annex IV A of this 
Convention, written in a language acceptable to the State of 
import. Only one notification needs to be sent to each State 
concerned. 

2. The Party of import shall respond to the notifier in writing 
consenting to the movement with or without conditions, denying 
permission for the movement, or requesting additional 
information. A copy of the final response of the State of import 
shall be sent to the competent authorities of the States 
concerned. 

3. The State of export shall not allow the transboundary 
movement until it has received: 

(a) written consent of the State of import; and 

(b) from the State of import, written confirmation of the 
existence of a contract between the exporter and the disposer 
specifying environmentally sound management of the wastes in 
question. 

4. Each State of transit which is a Party shall promptly 
acknowledge to the notifier receipt of the notification. It may 
subsequently respond to the notifier in writing, within 60 days, 
consenting to the movement with or without conditions, denying 
permission for the movement, or requesting additional 
information. The State of export shall not allow the 
transboundary movement to commence until it has received the 
written consent of the State of transit. 

5. In the case of a transboundary movement of hazardous wastes 
where the wastes are legally defined as or considered to be 
hazardous wastes only: 

(a) By the State of export, the requirements of paragraph 8 of 
this Article that apply to the importer or disposer and the 
State of import shall apply mutatis mutandis to the exporter and 
State of export, respectively; 

(b) By the Party of import, or by the States of import and 
transit which are Parties, the requirements of paragraphs 1, 3, 
4 and 6 of this Article that apply to the exporter and State of 
export shall apply mutatis mutandis to the importer or disposer 
and Party of import, respectively; or 

(c) By any State of transit which is a Party to this Convention, 
the provisions of paragraph 4 of this Article shall apply to 
such State. 

6. The State of export shall use a shipment specific 
notification even where hazardous wastes having the same 
physical and chemical characteristics are shipped regularly to 
the same disposer via the same customs office of entry of the 
State of import, and in the case of transit, via the same 
customs office of entry and exit of the State or States of 
transit; specific notification of each and every shipment shall 
be required and contain the information in Annex IV A of this 
Convention. 

7. Each Party to this Convention shall limit their points or 
ports of entry and notify the Secretariat to this effect for 
distribution to all Contracting Parties. Such points and ports 
shall be the only ones permitted for the transboundary movement 
of hazardous wastes. 

8. The Parties to this Convention shall require that each person 
who takes charge of a transboundary movement of hazardous wastes 
sign the movement document either upon delivery or receipt of 
the wastes in question. They shall also require that the 
disposer inform both the exporter and the competent authority of 
the State of export of receipt by the disposer of the wastes in 
question and, in due course, of the completion of disposal as 
specified in the notification. If no such information is 
received within the State of export, the competent authority of 
the State of export or the exporter shall so notify the State of 
import. 

9. The notification and response required by this Article shall 
be transmitted to the competent authority of the States 
concerned or to such governmental authority as may be 
appropriate in the case of non-Parties. 

10. Any transboundary movement of hazardous wastes shall be 
covered by insurance, bond or other guarantee as may be required 
by the State of import or any State of transit. 

Article 7 

TRANSBOUNDARY MOVEMENT FROM A PARTY THROUGH STATES WHICH ARE NOT 
PARTIES 

Paragraph 2 and 4 of Article 6 of this Convention shall apply 
mutatis mutandis to transboundary movements of hazardous wastes 
from a Party through a State or States which are not Parties. 

Article 8 

DUTY TO RE-IMPORT 

When a transboundary movement of hazardous wastes to which the 
consent of the States concerned has been given, subject to the 
provisions of this Convention, cannot be completed in accordance 
with the terms of the contract, the State of export shall ensure 
that the wastes in question are taken back into the State of 
export, by the exporter, if alternative arrangements cannot be 
made for their disposal in an environmentally sound manner 
within a maximum of 90 days from the time that the importing 
State informed the State of export and the Secretariat. To this 
end, the State of export and any Party of transit shall not 
oppose, hinder or prevent the return of those waste to the State 
of export. 

Article 9 

ILLEGAL TRAFFIC 

1. For the purpose of this Convention, any transboundary 
movement of hazardous wastes under the following situations 
shall be deemed to be illegal traffic: 

(a) if carried out without notification, pursuant to the 
provisions of this Convention, to all States concerned; or 

(b) if carried out without the consent, pursuant to the 
provisions of this Convention, of a State concerned; or 

(c) if consent is obtained from States concerned through 
falsification, misrepresentation or fraud; or 

(d) if it does not conform in a material way with the documents; 
or 

(e) if it results in deliberate disposal of hazardous wastes in 
contravention of this Convention and of general principles of 
international law. 

2. Each Party shall introduce appropriate national legislation 
for imposing criminal penalties on all persons who have planned, 
committed, or assisted in such illegal imports. Such penalties 
shall be sufficiently high to both punish and deter such 
conduct. 

3. In case of a transboundary movement of hazardous wastes 
deemed to be illegal traffic as the result of conduct on the 
part of the exporter or generator, the State of export shall 
ensure that the wastes in questionnaire taken back by the 
exporter or generator or if necessary by itself into the State 
of export, within 30 days from the time the State of export has 
been informed about the illegal traffic. To this end the Parties 
concerned shall not oppose, hinder or prevent the return of 
those wastes to the State of export and appropriate legal action 
shall be taken against the contravenor(s). 

4. In the case of a transboundary movement of hazardous wastes 
deemed to be illegal traffic as the result of conduct on the 
part of the importer or disposer, the Party of import shall 
ensure that the wastes in question are returned to the exporter 
by the importer and that legal proceedings according to the 
provisions of this Convention are taken against the 
contravenor(s). 

Article 10 

INTRA-AFRICAN CO-OPERATION 

1. The Parties to this Convention shall co-operate with one 
another and with relevant African organisations, to improve and 
achieve the environmentally sound management of hazardous 
wastes. 

2. To this end, the Parties shall: 

(a) Make available information, whether on a bilateral or 
multilateral basis, with a view to promoting clean production 
methods and the environmentally sound management of hazardous 
wastes, including harmonisation of technical standards and 
practices for the adequate management of hazardous wastes; 

(b) Co-operate in monitoring the effects of the management of 
hazardous wastes on human health and the environment; 

(c) Co-operate, subject to their national laws, regulations and 
policies, in the development and implementation of new 
environmentally sound clean production technologies and the 
improvement of existing technologies with a view to eliminating, 
as far as practicable, the generation of hazardous wastes and 
achieving more effective and efficient methods of ensuring their 
management in an environmentally sound manner, including the 
study of the economic, social and environmental effects of the 
adoption of such new and improved technologies; 

(d) Co-operate actively, subject to their national laws, 
regulations and policies, in the transfer of technology and 
management systems related to the environmentally sound 
management of hazardous wastes. They shall also co-operate in 
developing the technical capacity among Parties, especially 
those which may need and request technical assistance in this 
field; 

(e) Co-operate in developing appropriate technical guidelines 
and/or codes of practice; 

(f) Co-operate in the exchange and dissemination of information 
on the movement of hazardous wastes in conformity with Article 
13 of this Convention. 

Article 11 

INTERNATIONAL CO-OPERATION BILATERAL, MULTILATERAL AND REGIONAL 
AGREEMENTS 

1. Parties to this Convention may enter into bilateral, 
multilateral, or regional agreements or arrangements regarding 
the transboundary movement and management of hazardous wastes 
generated in Africa with Parties or non-Parties provided that 
such agreements or arrangements do not derogate from the 
environmentally sound management of hazardous wastes as required 
by this Convention. These agreements or arrangements shall 
stipulate provisions which are no less environmentally sound 
than those provide for by this Convention. 

2. Parties shall notify the Secretariat of any bilateral, 
multilateral or regional agreements or arrangements referred to 
in paragraph 1 of this Article and those which they have entered 
into prior to the entry inter office of this Convention for 
them, for the purpose of controlling transboundary movements of 
hazardous wastes which take place entirely among the Parties to 
such agreements. The provisions of this Convention shall not 
affect transboundary movements of hazardous wastes generated In 
Africa which take place pursuant to such agreements provided 
that such agreements are compatible with the environmentally 
sound management of hazardous wastes as required by this 
Convention. 

3. Each Contracting Party shall prohibit vessels flying its flag 
or aircraft registered in its territory from carrying out 
activities in contravention of this Convention. 

4. Parties shall use appropriate measures to promote South-South 
co-operation in the implementation of this Convention. 

5. Taking into account the needs of developing countries, 
co-operation between international organisations is encouraged 
in order to promote, among other things, public awareness, the 
development of rational management of hazardous waste, and the 
adoption of new and non/less polluting technologies. 

Article 12 

LIABILITIES AND COMPENSATION 

The Conference of Parties shall set up an Ad Hoc expert organ to 
prepare a draft Protocol setting out appropriate rules and 
procedures in the field of liabilities and compensation for 
damage resulting from the transboundary movement of hazardous 
wastes. 

Article 13 

TRANSMISSION OF INFORMATION 

1. The Parties shall ensure that in the case of an accident 
occurring during the transboundary movement of hazardous wastes 
or their disposal which is likely to present risks to human 
health and the environment in other States, those States are 
immediately informed. 

2. The States shall inform each other, through the Secretariat, 
of: 

(a) Changes regarding the designation of competent authorities 
and/or focal points, pursuant to Article 5 of this Convention; 

(b) Changes in their national definition of hazardous wastes, 
pursuant to Article 3 of this Convention; 

(c) Decisions made by them to limit or ban the import of 
hazardous wastes; 

(d) Any other information required pursuant to paragraph 4 of 
this Article. 

3. The Parties, consistent with national laws and regulations, 
shall setup information collection and dissemination mechanisms 
on hazardous wastes. They shall transmit such information 
through the Secretariat, to the Conference of the Parties 
established under Article 15 of this Convention, before the end 
of each calendar year, in a report on the previous calendar 
year, containing the following information: 

(a) Competent authorities, Dumpwatch, and focal points that have 
been designated by them pursuant to Article 5 of this 
Convention; 

(b) Information regarding transboundary movements of hazardous 
wastes in which they have been involved, including: 

(i) The quantity of hazardous wastes exported, their category, 
characteristics, destination, any transit country and disposal 
method as stated on the notification; 

(ii) The amount of hazardous wastes imported, their category, 
characteristics, origin, and disposal methods; 

(iii) Disposals which did not proceed as intended; 

(iv) Efforts to achieve a reduction of the amount of hazardous 
wastes subject to transboundary movement; 

(c) Information on the measures adopted by them in the 
implementation of this Convention; 

(d) Information on available qualified statistics - which have 
been compiled by them on the effects on human health and the 
environment of the generation, transportation, and disposal of 
hazardous wastes- as part of the information required in 
conformity with Article 4 Section 3 (a) of this Convention; 

(e) Information concerning bilateral, multilateral and regional 
agreements and arrangements entered into pursuant to Article 11 
of this Convention; 

(f) Information on accidents occurring during the transboundary 
movements, treatment and disposal of hazardous wastes and on the 
measures undertaken to deal with them; 

(g) Information on treatment and disposal options operated 
within the area under their national jurisdiction; 

(h) Information on measures undertaken for the development of 
clean production methods, including clean production 
technologies, for the reduction and/or elimination of the 
production of hazardous wastes; and 

(i) Such other matters as the Conference of the Parties shall 
deem relevant. 

4. The Parties, consistent with national laws and regulations, 
shall ensure that copies of each notification concerning any 
given transboundary movement of hazardous wastes, and the 
response to it, are sent to the Secretariat. 

Article 14 

FINANCIAL ASPECTS 

1. The regular budget of the Conference of Parties, as required 
in Article 15 and 16 of this Convention, shall be prepared by 
the Secretariat and approved by the Conference. 

2. Parties shall, at the first meeting of the Conference of the 
Parties, agree on a scale of contributions to the recurrent 
budget of The Secretariat. 

3. The Parties shall also consider the establishment of a 
revolving fund to assist on an interim basis in case of 
emergency situations to minimize damage from disasters or 
accidents arising from transboundary movements of hazardous 
wastes or during the disposal of such wastes. 

4. The Parties agree that, according to the specific needs of 
different regions and sub-regions, regional or sub-regional 
centres for training and technology transfers regarding the 
management of hazardous wastes and the minimisation of their 
generation should be established, as well as appropriate funding 
mechanisms of a voluntary nature. 

Article 15 

CONFERENCE OF THE PARTIES 

1. A Conference of the Parties is hereby established. The first 
meeting of the Conference of the Parties shall be convened by 
the Secretary-General of the OAU not later than one year after 
the entry into force of this Convention. Thereafter, ordinary 
meetings of the Conference of the Parties shall be held at 
regular intervals to be determined by the Conference at its 
first meeting. 

2. The Conference of the Parties shall adopt Rules of Procedure 
for itself and for any subsidiary body it may establish, as well 
as financial rules to determine in particular the financial 
participation of the Parties to this Convention. 

3. The Parties at their first meeting shall consider any 
additional measures needed to assist them in fulfilling their 
responsibilities with respect to the protection and the 
preservation of the marine and inland waters environments in the 
context of this Convention. 

4. The Conference of the Parties shall keep under continuous 
review and evaluation the effective implementation of this 
Convention, and in addition, shall: 

(a) promote the harmonisation of appropriate policies, 
strategies and measures for minimizing harm to human health and 
the environment by hazardous wastes; 

(b) consider and adopt, as required, amendments to this 
Convention and its annexes, taking into consideration, inter 
alia, available scientific, technical, economic and 
environmental information; 

(c) consider and undertake any additional action that may be 
required for the achievement of the purpose of this Convention 
in the light of experience gained in its operation and in the 
operation of the agreements and arrangements envisaged in 
Article 11 of this Convention; 

(d) consider and adopt protocols as required; 

(e) establish such subsidiary bodies as are deemed necessary for 
the implementation of this Convention; and 

(f) make decisions for the peaceful settlement of disputes 
arising from the transboundary movement of hazardous wastes, if 
need be, according to international law. 

5. Organisations may be represented as observers at meetings of 
the Conference of the Parties. Any body or agency, whether 
national or international, governmental or non-governmental, 
qualified in fields relating to hazardous wastes which has 
informed the Secretariat, may be represented as an observer at a 
meeting of the Conference of the Parties. The admission and 
participation of observers shall be subject to the rules of 
procedure adopted by the Conference of the Parties. 

Article 16 

SECRETARIAT 

1. The functions of the Secretariat shall be: 

(a) To arrange for, and service, meetings provided for in 
Article 15 and 17 of this Convention; 

(b) To prepare and transmit reports based upon information 
received in accordance with Articles 3, 4, 6, 11, and 13 of this 
Convention as well as upon information derived from meetings of 
subsidiary bodies established under Article 15 of this 
Convention as well as upon, as appropriate, information provided 
by relevant inter-governmental and non-governmental entities; 

(c) To prepare reports on its activities carried out in the 
implementation of its functions under this Convention and 
present them to the Conference of the Parties; 

(d) To ensure the necessary co-ordination with relevant 
international bodies, and in particular to enter into such 
administrative and contractual arrangements as may be required 
for the effective discharge of its functions; 

(e) To communicate with focal points, competent authorities and 
Dumpwatch established by the Parties in accordance with Article 
5 of this Convention as well as appropriate inter-governmental 
and non-governmental organisations which may provide assistance 
in the implementation of this Convention; 

(f) To compile information concerning approved national sites 
and facilities of Parties available for the disposal of their 
hazardous wastes and to circulate this information; 

(g) To receive and convey information from and to Parties on: 

- sources of technical assistance and training;- available 
technical and scientific know-how;- sources of advice and 
expertise; and- availability of resources; 

With a view to assisting them in such areas as: 

- the handling of the notification system of this Convention;- 
the management of hazardous wastes;- environmentally sound clean 
production methods relating to hazardous wastes, such as clean 
production technologies;- the assessment of disposal 
capabilities and sites;- the monitoring of hazardous wastes; 
and- emergency responses; 

(h) To provide Parties to this Convention with information on 
consultants or consulting firms having the necessary technical 
competence in the field, which can assist them with examining a 
notification for a transboundary movement, the concurrence of a 
shipment of hazardous wastes with the relevant notification, 
and/or whether the proposed disposal facilities for hazardous 
wastes are environmentally sound, when they have reason to 
believe that the wastes in question will not be managed in an 
environmentally sound manner. Any such examinations would not be 
at the expense of the Secretariat; 

(i) To assist Parties to this Convention in their identification 
of cases of illegal traffic and to circulate immediately to the 
Parties concerned any information it has received regarding 
illegal traffic; 

(j) To co-operate with Parties to this Convention and with 
relevant and competent international organisations and agencies 
in the provision of experts and equipment for the purpose of 
rapid assistance to States in the event of an emergency 
situation; and 

(k) To perform such other functions relevant to the purposes of 
this Convention as may be determined by the Conference of the 
Parties. 

2. The Secretariat's functions will be carried out on an interim 
basis by the OAU jointly with the United Nations Economic 
Commission for Africa (ECU) until the completion of the first 
meeting of the Conference of the Parties held pursuant to 
Article 15 of this Convention. At this meeting, the Conference 
of the Parties shall also evaluate the implementation by the 
interim Secretariat of the functions assigned to it, in 
particular under paragraph 1 above, and decide upon the 
structures appropriate for those functions. 

Article 17 

AMENDMENT OF THE CONVENTION AND OF PROTOCOLS 

1. Any Party may propose amendments to this Convention and any 
Party to a Protocol may propose amendments to that Protocol. 
Such amendments shall take due account, inter alia, of relevant 
scientific, technical, environmental and social considerations. 

2. Amendments to this Convention shall be adopted at a meeting 
of the Conference of the Parties. Amendments to any Protocol 
shall be adopted at a meeting of the Parties to the Protocol in 
question. The text of any proposed amendment to this Convention 
or to any Protocol, except as may otherwise be provided in such 
Protocol, shall be communicated to the Parties by the 
Secretariat at least six months before the meeting at which it 
is proposed for adoption. The Secretariat shall also communicate 
proposed amendments to the Signatories to this Convention for 
their information. 

3. The Parties shall make every effort to reach agreement on any 
proposed amendment to this Convention by consensus. If all 
efforts at consensus have been exhausted, and no agreement 
reached, the amendment shall, as a last resort, be adopted by a 
two-thirds majority vote of the Parties present and voting at 
the meeting, and shall be submitted by the Depository to all 
Parties for ratification, approval, formal confirmation or 
acceptance. 

Amendment of Protocols to this Convention 

4. The procedure specified in paragraph 3 above shall apply to 
amendments to any protocol, except that a two-thirds majority of 
the Parties to that Protocol present and voting at the meeting 
shall suffice for their adoption. 

General Provisions 

5. Instruments of ratification, approval, formal confirmation or 
acceptance of amendments shall be deposited with the Depository. 
Amendments adopted in accordance with paragraph 3 or 4 above 
shall enter into force between Parties having accepted them, on 
the ninetieth day after the receipt by the Depository of the 
instrument of ratification, approval, formal confirmation or 
acceptance by at least two-thirds of the Parties who accepted 
the amendments to the Protocol concerned, except as may 
otherwise be provided in such Protocol. The amendments shall 
enter into force for any other Party on the ninetieth day after 
that Party deposits its instrument of ratification, approval, 
formal confirmation or acceptance of the amendments. 

6. For the purpose of this Article, "Parties present and voting" 
means Parties present and casting an affirmative or negative 
vote. 

Article 18 

ADOPTION AND AMENDMENT OF ANNEXES 

1. The annexes to this Convention or to any Protocol shall form 
an integral part of this Convention or of such Protocol, as the 
case may be and, unless expressly provided otherwise, a 
reference to this Convention or its Protocols constitutes at the 
same time a reference to any annexes thereto. Such annexes shall 
be restricted to scientific, technical and administrative 
matters. 

2. Except as may be otherwise provided in any Protocol with 
respect to its annexes, the following procedures shall apply to 
the proposal, adoption and entry into force of additional 
annexes to this Convention or of annexes to a protocol: 

(a) Annexes to this Convention and its Protocols shall be 
proposed and adopted according to the procedure laid down in 
Article 17, paragraphs 1, 2, 3, and 4 of this Convention; 

(b) Any Party that is unable to accept an additional annex to 
this Convention or an annex to any Protocol to which it is Party 
shall so notify the Depository, in writing, within six months 
from the date of the communication of the adoption by the 
Depository. The Depository shall without delay notify all 
Parties of any such notification received. A Party may at any 
time substitute an acceptance for a previous declaration of 
objection and the annexes shall thereupon enter into force for 
that Party; 

(c) Upon the expiration of six months from the date of the 
circulation of the communication by the Depository, the annex 
shall become effective for all Parties to this Convention or to 
any Protocol concerned, which have not submitted a notification 
in accordance with the provision of sub-paragraph (b) above. 

3. The proposal, adoption and entry into force of amendments to 
annexes to this Convention or to any Protocol shall be subject 
to the same procedure as for the proposal, adoption and entry 
into force of annexes to the Convention or annexes to a 
Protocol. Annexes and amendments thereto shall take due account, 
inter alia, of relevant scientific and technical considerations. 

4. If an additional annex or an amendment to an annex involves 
an amendment to this Convention or to any Protocol, the 
additional annex or amended annex shall not enter into force 
until such time as the amendment to this Convention or to the 
Protocol enters into force. 

Article 19 

VERIFICATION 

Any Party which has reason to believe that another Party is 
acting or has acted in breach of its obligations under this 
Convention must inform the Secretariat thereof, and in such an 
event, shall simultaneously and immediately inform, directly or 
through the Secretariat, the Party against whom the allegations 
are made. The Secretariat shall carry out a verification of the 
substance of the allegation and submit a report thereof to all 
the Parties to this Convention. 

Article 20 

SETTLEMENT OF DISPUTES 

1. In case of dispute between Parties as to the interpretation 
or application of, or compliance with, this Convention or any 
Protocol thereto, the Parties shall seek a settlement of the 
dispute through negotiations or any other peaceful means of 
their own choice. 

2. If the Parties concerned cannot settle their dispute as 
provided in paragraph 1 of this Article, the dispute shall be 
submitted either to an Ad Hoc organ set up by the Conference for 
this purpose, or to the International Court of Justice. 

3. The conduct of arbitration of disputes between Parties by the 
Ad Hoc organ provided for in paragraph 2 of this Article shall 
be as provided in Annex V of this Convention. 

Article 21 

SIGNATURE 

This Convention shall be open for signature by Member States of 
the OAU for a period of six months from 30 January 1991 to 30 
July 1991. 

Article 22 

RATIFICATION, ACCEPTANCE, FORMAL CONFIRMATION OR APPROVAL 

1. This Convention shall be subject to ratification, acceptance, 
formal confirmation, or approval by Member States of the OAU. 
Instruments of ratification, acceptance, formal confirmation, or 
approval shall be deposited with the Depositary. 

2. Parties shall be bound by all obligations of this Convention. 

Article 23 

ACCESSION 

This Convention shall be open for accession by Member States of 
the OAU from the day after the date on which the Convention is 
closed for signature. The instruments of accession shall be 
deposited with the Depository. 

Article 24 

RIGHT TO VOTE 

Each Contracting Party to this Convention shall have one vote. 

Article 25 

ENTRY INTO FORCE 

1. This Convention shall enter into force on the ninetieth day 
after the date of deposit of the tenth instrument of 
ratification from Parties signatory to this Convention. 

2. For each State which ratifies this Convention or accedes 
thereto after the date of the deposit of the tenth instrument of 
ratification, it shall enter into force on the ninetieth day 
after the date of deposit by such State of its instrument of 
accession or ratification. 

Article 26 

RESERVATIONS AND DECLARATIONS 

1. No reservations or exception may be made to this Convention. 

2. Paragraph 1 of this Article does not preclude a State when 
signing, ratifying, or acceding to this Convention, from making 
declarations or statements, however phrased or named, with a 
view, inter alia, to the harmonisation of its laws and 
regulations with the provisions of this Convention, provided 
that such declarations or statements do not purport to exclude 
or to modify the legal effects of the provisions of the 
Convention in their application to that State. 

Article 27 

WITHDRAWAL 

1. At any time after three years from the date on which this 
Convention has entered into force for a Party, that Party may 
withdraw from the Convention by giving written notification to 
the Depository. 

2. Withdrawal shall be effective one year after receipt of 
notification by the Depository, or on such later date as may be 
specified in the notification. 

3. Withdrawal shall not exempt the withdrawing Party from 
fulfilling any obligations it might have incurred under this 
Convention. 

Article 28 

DEPOSITARY 

The Secretary-General of the Organisation of African Unity shall 
be the Depositary for this Convention and of any Protocol 
thereto. 

Article 29 

REGISTRATION 

This Convention, as soon as it enters into force, shall be 
registered with the Secretary-General of the United Nations (UN) 
in conformity with Article 102 of the Charter of the UN. 

Article 30 

AUTHENTIC TEXTS 

The Arabic, English, French and Portuguese texts of this 
Convention are equally authentic. 

IN WITNESS WHEREOF the undersigned, being duly authorized to 
that effect, have signed this Convention. 

Adopted in Bamako, Mali, on 29 January 1991. 

Annex I 

CATEGORIES OF WASTES WHICH ARE HAZARDOUS WASTES 

Waste Streams: 

Y0 All wastes containing or contaminated by radionuclides, the 
concentration or properties of which result from human activity 

Y1 Clinical wastes from medical care in hospitals, medical 
centers and clinics 

Y2 Wastes from the production and preparation of pharmaceutical 
products 

Y3 Waste pharmaceuticals, drugs and medicines 

Y4 Wastes from the production, formulation and use of biocides 
and phytopharmaceuticals 

Y5 Wastes from the manufacture, formulation and use of wood 
preserving chemicals 

Y6 Wastes from the production, formulation and use of organic 
solvents 

Y7 Wastes from heat treatment and tempering operations 
containing cyanides 

Y8 Waste mineral oils unfit for their originally intended use 

Y9 Waste oils/water, hydrocarbons/water mixtures, emulsions 

Y10 Waste substances and articles containing or contaminated 
with polychlorinated biphenyls (PCBs) and/or polychlorinated 
terphenyls(PCTs) and/or polybrominated biphenyls (PBBs) 

Y11 Waste tarry residues arising from refining, distillation and 
any pyrolytic treatment 

Y12 Wastes from production, formulation and use of inks, dyes, 
pigments, paints, lacquers, varnish 

Y13 Wastes from production, formulation and use of resins, 
latex, plasticizers, glues/adhesives 

Y14 Waste chemical substances arising from research and 
development or teaching activities which are not identified 
and/or are new and whose effects on man and/or the environment 
are not known 

Y15 Wastes of an explosive nature not subject to other 
legislation 

Y16 Wastes from production, formulation and use of photographic 
chemicals and processing materials 

Y17 Wastes resulting from surface treatment of metals and 
plastics 

Y18 residues arising from industrial waste disposal operations 

Y46 Wastes collected from households, including sewage and 
sewage sludges 

Y47 Residues arising from the incineration of household wastes 

Wastes having as constituents: 

Y19 Metal carbonyls 

Y20 Beryllium; beryllium compounds 

Y21 Hexavalent chromium compounds 

Y22 Copper compounds 

Y23 Zinc compounds 

Y24 Arsenic; arsenic compounds 

Y25 Selenium; selenium compounds 

Y26 Cadmium; cadmium compounds 

Y27 Antimony; antimony compounds 

Y28 Tellurium; tellurium compounds 

Y29 Mercury; mercury compounds 

Y30 Thallium; thallium compounds 

Y31 Lead; lead compounds 

Y32 Inorganic fluorine compounds excluding calcium fluoride 

Y33 Inorganic cyanides 

Y34 Acidic solutions or acids in solid form 

Y35 Basic solutions or bases in solid form 

Y36 Asbestos (dust and fibres) 

Y37 Organic phosphorous compounds 

Y38 Organic cyanides 

Y39 Phenols; phenol compounds including chlorophenols 

Y40 Ethers 

Y41 Halogenated organic solvents 

Y42 Organic solvents excluding halogenated solvents 

Y43 Any congener of polychlorinated dibenzo-furan 

Y44 Any congener of polychlorinated dibenzo-p-dioxin 

Y45 Organohalogen compounds other than substances referred to in 
this Annex (e.g., Y39, Y41, Y42, Y43, Y44). 

Annex II 

LIST OF HAZARDOUS CHARACTERISTICS 

UN Code Characteristics Class* 

1. H1 Explosive 

An explosive substance or waste is a solid or liquid substance 
or waste (or mixture of substances or wastes) which is in itself 
capable by chemical reaction or producing gas at such a 
temperature and pressure and at such a speed as to cause damage 
to the surroundings. 

3. H3 Flammable liquids 

The word "flammable" has the same meaning as "inflammable". 
Flammable liquids are liquids, or mixtures of liquids, or 
liquids containing solids in solution or suspension (for example 
paints, varnishes, lacquers, etc., but not including substances 
or wastes otherwise classified on account of their dangerous 
characteristics) which give off a flammable vapour at 
temperatures of not more than 60.5 degrees C, closed-cup test, 
or not more than 65.6 degrees C, open-cup test. (Since the 
results of open-cup tests and of closed-cup tests are not 
strictly comparable and even individual results by the same test 
are often variable, regulations varying from the above figures 
to make allowance for such difference would be within the spirit 
of this definition). 

4.1. H 4.1 Flammable solids 

Solids, or waste solids, other than those classed as explosives, 
which under conditions encountered in transport are readily 
combustible, or may cause or contribute to fire through 
friction. 

4.2. H 4.2 Substances or wastes liable to spontaneous combustion 

Substances or wastes which are liable to spontaneous heating 
under normal conditions encountered in transport, or to heating 
up on contact with air, and being then liable to catch fire. 

4.3. H 4.3 Substances or wastes which, in contact with water 
emit flammable gases 

Substances or wastes which, by interaction with water, are 
liable to become spontaneously flammable or to give off 
flammable gases in dangerous quantities. 

5.1. H 5.1 Oxidizing 

Substances or wastes which, while in themselves not necessarily 
combustible, may, generally by yielding oxygen, cause or 
contribute to the combustion of other materials. 

5.2 H 5.2 Organic peroxides 

Organic substances or wastes which contain the 
bivalent-O-O-structure are thermally unstable substances which 
may undergo exothermic self-accelerating decomposition. 

6.1 H 6.1 Poisonous (Acute) 

Substances or wastes liable either to cause death or serious 
injury or to harm human health if swallowed or inhaled or by 
skin contact. 

6.2 H 6.2 Infectious substances 

Substances or wastes containing viable microorganisms or their 
toxins which are known or suspected to cause disease in animals 
or humans. 

8 H8 Corrosives 

Substances or wastes which, by chemical action, will cause 
severe damage when in contact with living tissue, or in the case 
of leakage, will materially damage, or even destroy, other goods 
or the means of transport; they may also cause other hazards. 

9 H10 Liberation of toxic gases in contact with air or water 

Substances or wastes which, by interaction with air or water, 
are liable to give off toxic gases in dangerous quantities. 

9 H11 Toxic (Delayed or chronic) 

Substances or wastes which, if they are inhaled or ingested or 
if they penetrate the skin, may involve delayed or chronic 
effects, including carcinogenicity. 

9. H12 Ecotoxic 

Substances or wastes which if released present or may present 
immediate or delayed adverse impacts to the environment by means 
of bioaccumulation and/or toxic effects upon biotic systems. 

9. H13 Capable, by any means, after disposal, of yielding 
another material, e.g., leachate, which possesses any of the 
characteristics listed above. 

* Corresponds to the hazardous classification system included in 
the United Nations Recommendations on the transport of Dangerous 
Goods(ST/SG/AC.10/1/Rev.5, United Nations, New York, 1988). 

Annex III 

DISPOSAL OPERATIONS 

D1 Deposit into or onto land, (e.g., landfill, etc.) 

D2 Land treatment, (e.g., biodegradation of liquid or sludgy 
discards in soils, etc.) 

D3 Deep injection, (e.g., injection of pumpable discards into 
wells, salt domes or naturally occurring repositories, etc.) 

D4 Surface impoundment, (e.g. placement of liquid or sludge 
discards into pits, ponds, or lagoons, etc.) 

D5 Specially engineered landfill, (e.g., placement into lined 
discrete cells which are capped and isolated from one another 
and the environment, etc.) 

D6 Release into a water body except seas/oceans 

D7 Release into seas/oceans including sea-bed insertion 

D8 Biological treatment not specified elsewhere in this Annex 
which results in final compounds or mixtures which are discarded 
by means of any of the operations in Annex III 

D9 Physico-chemical treatment not specified elsewhere in this 
Annex which results in final compounds or mixtures which are 
discarded by means of any of the operations in Annex III, (e.g., 
evaporation, drying, calcination, neutralisation, precipitation, 
etc.) 

D10 Incineration on land 

D11 Incineration at sea 

D12 Permanent storage, (e.g., emplacement of containers in a 
mine, etc.) 

D13 Blending or mixing prior to submission to any of the 
operations in Annex III 

D14 Repackaging prior to submission to any of the operations in 
Annex III 

D15 Storage pending any of the operations in Annex III 

D16 Use as a fuel (other than in direct incineration) or other 
means to generate energy 

D17 Solvent reclamation/regeneration 

D18 Recycling/reclamation of organic substances which are not 
used as solvents 

D19 Recycling/reclamation of metals and metal compounds 

D20 Recycling/reclamation of other inorganic materials 

D21 Regeneration of acids and bases 

D22 Recovery of components used for pollution abatement 

D23 Recovery of components from catalysts 

D24 Used oil re-refining or other reuses of previously used oil 

D25 Land treatment resulting in benefit to agriculture or 
ecological improvement 

D26 Uses of residual materials obtained from any of the 
operations numbered D1-D25 

D27 Exchange of wastes for submission to any of the operations 
numbered D1-D26 

D28 Accumulation of material intended for any operation in Annex 
III 

Annex IV A 

INFORMATION TO BE PROVIDED ON NOTIFICATION 

1. Reason for waste export 

2. Exporter of the waste 1/ 

3. Generator(s) of the waste and site of generation 1/ 

4. Importer and Disposer of the waste and actual site of 
disposal 1/ 

5. Intended carrier(s) of the waste or their agents, if known 1/ 

6. Country of export of the waste Competent authority 2/ 

7. Countries of transit Competent authority 2/ 

8. Country of import of the waste Competent authority 2/ 

9. Projected date of shipment and period of time over which 
waste is to be exported and proposed itinerary (including point 
of entry and exit) 

10. Means of transport envisaged (road, rail, sea, air, inland 
waters) 

11. Information relating to insurance 3/ 

12. Designation and physical description of the waste including 
Y number and UN number and its composition 4/ and information on 
any special handling requirements including emergency provisions 
in case of accidents. 

13. Type of packaging envisaged (e.g., bulk, drummer, tanker) 

14. Estimated quantity in weight/volume 

15. Process by which the waste is generated 5/ 

16. Waste classifications from Annex II of this Convention: 
Hazardous characteristics, H number, and UN class. 

17. Method of disposal as per Annex III of this Convention. 

18. Declaration by the generator and exporter that the 
information is correct. 

19. Information transmitted (including technical description of 
the plant) to the exporter or generator from the disposer of the 
waste upon which the latter has based his assessment that there 
was no reason to believe that the wastes will not be managed in 
an environmentally sound manner in accordance with the laws and 
regulations of the country of import. 

20. Information concerning the contract between the exporter and 
disposer. 

Notes 

1/ Full name and address, telephone, telex or telefax number and 
the name, address, telephone, telex, or telefax number of the 
person to be contacted. 

2/ Full name and address, telephone, telex or telefax number. 

3/ Information to be provided on relevant insurance requirements 
and how they are met by exporter, carrier, and disposer. 

4/ The nature and the concentration of the most hazardous 
components, in terms of toxicity and other dangers presented by 
the waste both in handling and in relation to the proposed 
disposal method. 

5/ Insofar as this is necessary to assess the hazard and 
determine the appropriateness of the proposed disposal 
operation. 

Annex IV B 

INFORMATION TO BE PROVIDED ON THE MOVEMENT DOCUMENT 

1. Exporter of the waste 1/ 

2. Generator(s) of the waste and site of generation 1/ 

3. Disposer of the waste and actual site of disposal 1/ 

4. Carrier(s) of the waste 1/ or his agent(s) 

5. The date the transboundary movement started and date(s) and 
signature on receipt by each person who takes charge of the 
waste 

6. Means of transport (road, rail, inland waterway, sea, 
air)including countries of export, transit and import, also 
point of entry and exit where these have been designated 

7. General description of the waste (physical state, proper UN 
shipping name and class, UN number, Y number and H number as 
applicable) 

8. Information on special handling requirements including 
emergency provisions in case of accidents 

9. Type and number of packages 

10. Quantity in weight/volume 

11. Declaration by the generator or exporter that the 
information is correct 

12. Declaration by the generator or exporter indicating no 
objection from the competent authorities of all States concerned 

13. Certification by disposer of receipt at designated disposal 
facility and indication of method of disposal and of the 
appropriate date of disposal. 

Notes 

The information required on the movement document shall where 
possible be integrated into one document with that required 
under transport rules. Where this is not possible, the 
information should complement rather than duplicate that 
required under the transport rules. The movement document shall 
carry instructions as to who is to provide information and 
fill-out any form. 

1/ Full name and address, telephone, telex or telefax number and 
the name, address, telephone, telex or telefax number of the 
person to be contacted in case of emergency. 

Annex V 

ARBITRATION 

Article 1 

Unless the agreement referred to in Article 20 of the Convention 
provides otherwise, the arbitration procedure shall be conducted 
in accordance with Articles 2 to 10 below. 

Article 2 

The claimant Party shall notify the Secretariat that the Parties 
have agreed to submit the dispute to arbitration pursuant to 
paragraph 1 or paragraph 2 of Article 20 of this Convention and 
include, in particular, the Articles of the Convention, and the 
interpretation or application of which are at issue. The 
Secretariat shall forward the information thus received to all 
Parties to the Convention. 

Article 3 

The arbitral tribunal shall consist of three members. Each of 
the Parties to the dispute shall appoint an arbitrator, and the 
two arbitrators so appointed shall designate by common agreement 
the third arbitrator, who shall be the chairman of the tribunal. 
The latter shall not be a national of one of the parties to the 
dispute, nor have his usual place of residence in one of the 
Parties, nor be employed by any of them, nor have dealt with the 
case in any other capacity. 

Article 4 

1. If the chairman of the arbitral tribunal has not been 
designated within two months of the appointment of the second 
arbitrator, the Secretary-General of the OAU shall, at the 
request of either Party, designate him within a further two 
months period. 

2. If one of the Parties to the dispute does not appoint an 
arbitrator within two months of the receipt of the request, the 
other Party may inform the Secretary-General of the OAU who 
shall designate the chairman of the arbitral tribunal within a 
further two months period. Upon designation, the chairman of the 
arbitral tribunal shall request the Party which has not 
appointed an arbitrator to do so within two months. After such 
period, he shall inform the Secretary-General of the OAU who 
shall make this appointment within a further two month's period. 

Article 5 

1. The arbitral tribunal shall render its decision in accordance 
with international law and in accordance with the provisions of 
this Convention. 

2. Any arbitral tribunal constituted under the provisions of 
this Annex shall draw up its own rules of procedure. 

Article 6 

1. The decisions of the arbitral tribunal both on procedure and 
on substance, shall be taken by majority vote of its members. 

2. The tribunal may take all appropriate measures in order to 
establish the facts. It may, at the request of one of the 
Parties, recommend essential interim measures of protection. 

3. The Parties to the dispute shall provide all facilities 
necessary for the effective conduct of the proceedings. 

4. The absence or default of a Party in the dispute shall not 
constitute an impediment to the proceedings. 

Article 7 

The tribunal may hear and determine counter-claims arising 
directly out of the subject-matter of the dispute. 

Article 8 

Unless the arbitral tribunal determines otherwise because of the 
particular circumstances of the case, the expenses of the 
tribunal, including the remuneration of its members, shall be 
borne by the Parties to the dispute in equal shares. The 
tribunal shall keep a record of all its expenses, and shall 
furnish a final statement thereof to the Parties. 

Article 9 

Any Party that has an interest of a legal nature in the 
subject-matter of the dispute which may be affected by the 
decision in the case, may intervene in the proceedings with the 
consent of the tribunal. 

Article 10 

1. The tribunal shall render its award within five months of the 
date on which it is established unless it finds it necessary to 
extend the time-limit for a period which should not exceed five 
months. 

2. The award of the arbitral tribunal shall be accompanied by a 
statement of reasons. It shall be final and binding upon the 
Parties to the dispute. 

3. Any dispute which may arise between the Parties concerning 
the interpretation or execution of the award may be submitted by 
either Party to the arbitral tribunal which made the award or, 
if the latter cannot be seized thereof, to another tribunal 
constituted for this purpose in the same manner as the first.